AXSOME THERAPEUTICS INC

Ticker: AXSM CUSIP: 05464T104 Class: Common Stock

SPHERA FUNDS MANAGEMENT LTD.'s Holding History (CIK: 0001496201)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 301,000 Value ($000) $1,686 Avg Close $5.05 Range $4.40 - $6.45
Q3 2017
Shares 501,000 Value ($000) $2,781 Avg Close $5.37 Range $4.45 - $6.40
Q2 2017
Shares 501,000 Value ($000) $2,756 Avg Close $4.19 Range $3.52 - $6.09
Q1 2017
Shares 401,000 Value ($000) $1,564 Avg Close $4.78 Range $3.55 - $7.10
Q1 2016
Shares 109,069 Value ($000) $938 Avg Close $9.18 Range $5.37 - $15.74
Q4 2015
Shares 220,000 Value ($000) $2,009 Avg Close $8.80 Range $8.00 - $9.70