CO2 ENERGY TRANSITION CORP

Ticker: NOEM CUSIP: 12664M103 Class: COM

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MIZUHO SECURITIES USA LLC840,729$8,533
Karpus Management, Inc.780,246$8,029
MMCAP International Inc. SPC590,000$6,071
AQR Arbitrage LLC585,000$6,020
ARISTEIA CAPITAL, L.L.C.578,096$5,949
TORONTO DOMINION BANK511,082$5,259
RIVERNORTH CAPITAL MANAGEMENT, LLC427,643$4,400
WHITEBOX ADVISORS LLC390,000$4,013
Westchester Capital Management, LLC331,013$3,406
Polar Asset Management Partners Inc.290,000$2,984
Hudson Bay Capital Management LP290,000$2,984
MANGROVE PARTNERS IM, LLC289,300$2,977
D. E. Shaw & Co., Inc.280,000$2,881
TWO SIGMA INVESTMENTS, LP217,499$2,238
L1 Global Manager Pty Ltd140,000$1,441
WOLVERINE ASSET MANAGEMENT LLC72,779$749
HEIGHTS CAPITAL MANAGEMENT, INC40,000$412
Centiva Capital, LP40,000$412
Radcliffe Capital Management, L.P.30,291$312
Dakota Wealth Management28,550$294
Clear Street Group Inc.21,139$218
Robinson Capital Management, LLC15,250$157
FLOW TRADERS U.S. LLC13,802$0
MORGAN STANLEY49$1
UBS Group AG2$0
METEORA CAPITAL, LLC2$0
Total (26 institutions)6,802,472$69,738