COMPASS THERAPEUTICS INC

Ticker: CMPX CUSIP: 20454B104 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
TANG CAPITAL MANAGEMENT LLC16,790,809$90,167
ORBIMED ADVISORS LLC15,219,994$81,731
SUVRETTA CAPITAL MANAGEMENT, LLC14,182,379$76,159
Vivo Capital, LLC9,545,466$51,259
BlackRock, Inc.9,388,624$50,417
VANGUARD GROUP INC8,048,374$43,220
Enavate Sciences GP, LLC7,788,150$41,822
BVF INC/IL7,764,842$41,697
Blackstone Inc.6,126,182$32,898
STATE STREET CORP4,890,525$26,262
ADAGE CAPITAL PARTNERS GP, L.L.C.4,436,500$23,824
Rock Springs Capital Management LP3,927,202$21,089
DEERFIELD MANAGEMENT COMPANY, L.P.3,606,000$19,364
GEODE CAPITAL MANAGEMENT, LLC3,502,526$18,813
Blue Owl Capital Holdings LP3,466,525$18,615
Sofinnova Investments, Inc.3,365,446$18,072
MILLENNIUM MANAGEMENT LLC3,109,286$16,697
BRAIDWELL LP2,786,778$14,965
FMR LLC2,579,711$13,853
Palo Alto Investors LP2,532,419$13,599
RTW INVESTMENTS, LP2,500,000$13,425
BALYASNY ASSET MANAGEMENT L.P.1,593,275$8,556
Birchview Capital, LP1,592,938$8,554
GOLDMAN SACHS GROUP INC1,517,415$8,149
Trails Edge Capital Partners, LP1,415,273$7,600
MARSHALL WACE, LLP1,263,647$6,786
Logos Global Management LP1,150,000$6,176
NEXTBio Capital Management LP1,114,005$5,982
ACUTA CAPITAL PARTNERS, LLC1,093,300$5,871
SILVERARC CAPITAL MANAGEMENT, LLC1,051,343$5,646
Monashee Investment Management LLC1,000,000$5,370
NORTHERN TRUST CORP972,935$5,225
JPMORGAN CHASE & CO870,014$4,672
AMERIPRISE FINANCIAL INC823,174$4,420
Ikarian Capital, LLC800,000$4,296
Burkehill Global Management, LP700,000$3,759
BARCLAYS PLC594,776$3,194
HealthInvest Partners AB584,332$3,138
Seven Fleet Capital Management LP568,747$3,054
Y-Intercept (Hong Kong) Ltd462,166$2,482
Schonfeld Strategic Advisors LLC452,442$2,430
Qube Research & Technologies Ltd441,805$2,372
CHARLES SCHWAB INVESTMENT MANAGEMENT INC410,157$2,203
MORGAN STANLEY365,245$1,961
DIMENSIONAL FUND ADVISORS LP341,596$1,835
WELLINGTON MANAGEMENT GROUP LLP316,849$1,701
PRUDENTIAL FINANCIAL INC314,750$1,690
Bank of New York Mellon Corp312,480$1,678
Nuveen, LLC288,924$1,552
ROYCE & ASSOCIATES LP285,988$1,536
BANK OF AMERICA CORP /DE/266,434$1,431
CITIGROUP INC261,876$1,406
HighVista Strategies LLC245,532$1,319
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP210,249$1,129
BOOTHBAY FUND MANAGEMENT, LLC205,024$1,101
Connor, Clark & Lunn Investment Management Ltd.191,724$1,030
STATE OF WISCONSIN INVESTMENT BOARD185,423$996
UBS Group AG167,856$901
AQR CAPITAL MANAGEMENT LLC155,218$834
Rafferty Asset Management, LLC151,743$815
ALPS ADVISORS INC146,040$784
WELLS FARGO & COMPANY/MN144,798$778
ADAR1 Capital Management, LLC139,000$746
RHUMBLINE ADVISERS134,605$723
GSA CAPITAL PARTNERS LLP133,810$1
Squarepoint Ops LLC126,192$678
Brevan Howard Capital Management LP118,528$636
XTX Topco Ltd115,634$621
DEUTSCHE BANK AG\109,273$587
Creative Planning108,144$581
SG Americas Securities, LLC106,533$1
CITADEL ADVISORS LLC105,682$568
NEOS Investment Management LLC101,676$546
TEMA ETFS LLC100,176$538
CM Management, LLC100,000$537
ALLIANCEBERNSTEIN L.P.83,940$451
SummitTX Capital, L.P.81,449$437
RAYMOND JAMES FINANCIAL INC80,142$430
Atom Investors LP77,281$415
MetLife Investment Management, LLC73,985$397
PRICE T ROWE ASSOCIATES INC /MD/70,488$0
JANE STREET GROUP, LLC70,063$376
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.69,576$374
FRANKLIN RESOURCES INC66,607$358
Invesco Ltd.63,901$343
Persistent Asset Partners Ltd57,253$307
PROFUND ADVISORS LLC57,246$307
Graham Capital Management, L.P.53,427$287
Virtus Investment Advisers, LLC51,556$277
D. E. Shaw & Co., Inc.51,482$276
SUSQUEHANNA INTERNATIONAL GROUP, LLP44,742$240
LPL Financial LLC44,470$239
AXQ CAPITAL, LP41,378$222
AMERICAN CENTURY COMPANIES INC40,412$217
MANUFACTURERS LIFE INSURANCE COMPANY, THE40,325$217
INTECH INVESTMENT MANAGEMENT LLC38,936$209
Police & Firemen's Retirement System of New Jersey35,503$191
SmartHarvest Portfolios, LLC34,715$186
Simplicity Wealth,LLC33,869$182
NEW YORK STATE COMMON RETIREMENT FUND30,407$163
69 other institutions619,108$3,185
Total (169 institutions)164,098,745$879,408