Ticker: SLNZ CUSIP: 29287L809 Class: SENIOR LOAN ETF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| TCW GROUP INC | 4,204,696 | $194,719 |
| MOODY NATIONAL BANK TRUST DIVISION | 158,982 | $7,362 |
| ROVIN CAPITAL /UT/ /ADV | 55,608 | $3 |
| JANE STREET GROUP, LLC | 38,839 | $1,799 |
| ROYAL BANK OF CANADA | 29,194 | $1,352 |
| WBI INVESTMENTS, INC. | 18,711 | $867 |
| LPL Financial LLC | 10,212 | $473 |
| COMMONWEALTH EQUITY SERVICES, LLC | 9,482 | $439 |
| PFG Investments, LLC | 6,339 | $294 |
| PRINCIPAL SECURITIES, INC. | 5,933 | $275 |
| Thrivent Financial for Lutherans | 4,876 | $0 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 119 | $6 |
| UBS Group AG | 65 | $3 |
| MORGAN STANLEY | 58 | $3 |
| Total (14 institutions) | 4,543,114 | $207,593 |