Ticker: SLNZ CUSIP: 29287L809 Class: SENIOR LOAN ETF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| UBS Group AG | 65 | $3 |
| Thrivent Financial for Lutherans | 4,876 | $0 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| TCW GROUP INC | 4,162,036 | 4,204,696 | +42,660 (+1.0%) |
| MOODY NATIONAL BANK TRUST DIVISION | 142,131 | 158,982 | +16,851 (+11.9%) |
| ROVIN CAPITAL /UT/ /ADV | 48,083 | 55,608 | +7,525 (+15.7%) |
| JANE STREET GROUP, LLC | 7,832 | 38,839 | +31,007 (+395.9%) |
| ROYAL BANK OF CANADA | 10,608 | 29,194 | +18,586 (+175.2%) |
| PFG Investments, LLC | 5,840 | 6,339 | +499 (+8.5%) |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 116 | 119 | +3 (+2.6%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| WBI INVESTMENTS, INC. | 24,383 | 18,711 | -5,672 (-23.3%) |
| LPL Financial LLC | 29,297 | 10,212 | -19,085 (-65.1%) |
| PRINCIPAL SECURITIES, INC. | 7,012 | 5,933 | -1,079 (-15.4%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| CPA Asset Management LLC | 13,635 | $641 |
| Frontier Asset Management, LLC | 9,773 | $460 |
| ENVESTNET ASSET MANAGEMENT INC | 36,360 | $1,710 |
| AE Wealth Management LLC | 2,339 | $110 |
| OSAIC HOLDINGS, INC. | 547 | $26 |
| Global Retirement Partners, LLC | 102 | $5 |