GLOBAL X FDS

Ticker: AUSF CUSIP: 37954Y574 Class: ADAPTIVE US

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC4,679,763$221,868
WADDELL & ASSOCIATES, LLC1,593,001$73,867
LPL Financial LLC1,252,765$58,091
Bogart Wealth, LLC957,324$44,391
COMMONWEALTH EQUITY SERVICES, LLC620,532$28,774
Tidemark, LLC452,177$20,967
Private Advisor Group, LLC428,231$19,857
Meridian Wealth Management, LLC289,957$13,445
RAYMOND JAMES FINANCIAL INC251,934$11,682
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO250,377$11,610
Cetera Investment Advisers249,460$11,567
ARQ WEALTH ADVISORS, LLC228,257$10,584
SIERRA OCEAN, LLC174,116$8,074
CHANNEL WEALTH LLC171,868$7,970
Able Wealth Management LLC149,578$6,936
ROYAL BANK OF CANADA134,939$6,257
Equitable Holdings, Inc.129,266$5,994
Cambridge Investment Research Advisors, Inc.120,845$6
ENVESTNET ASSET MANAGEMENT INC106,343$4,931
TITLEIST ASSET MANAGEMENT, LLC101,388$4,701
Tactive Advisors, LLC101,090$4,688
CreativeOne Wealth, LLC89,951$4,171
Synergy Investment Management, LLC88,141$4,087
TWO SIGMA INVESTMENTS, LP77,000$3,570
&PARTNERS66,638$3,105
MML INVESTORS SERVICES, LLC66,621$3,089
Kingsview Wealth Management, LLC53,600$2,485
Concurrent Investment Advisors, LLC53,039$2,459
Janney Montgomery Scott LLC41,837$2
NORTHEAST PLANNING ASSOCIATES, INC. / NH /41,470$1,923
NATIONS FINANCIAL GROUP INC, /IA/ /ADV40,345$1,871
Lifetime Wealth Management P.C.38,550$1,788
HARBOUR INVESTMENTS, INC.31,531$1,462
WCG Wealth Advisors LLC30,481$1,413
Koshinski Asset Management, Inc.28,976$1,344
Advisor Resource Council25,839$1,260
Western Wealth Management, LLC23,726$1,100
Thrivent Financial for Lutherans19,487$1
OSAIC HOLDINGS, INC.19,436$902
MUIRFIELD WEALTH ADVISORS LLC16,203$751
Seros Financial, LLC15,642$725
Nova Wealth Management, Inc.13,767$638
Sollinda Capital Management LLC13,486$625
Oxford Wealth Group, LLC10,554$489
GeoWealth Management, LLC9,915$460
WEDBUSH SECURITIES INC9,626$0
COMERICA BANK9,581$444
Cypress Capital Group9,580$444
Signal Advisors Wealth, LLC8,734$405
Creative Planning8,013$372
Savvy Advisors, Inc.7,715$358
Investment Partners Asset Management, Inc.6,974$323
Brand Asset Management Group, Inc.6,851$318
BROWN ADVISORY INC6,736$312
SUSQUEHANNA INTERNATIONAL GROUP, LLP6,662$309
SteelPeak Wealth, LLC6,435$299
MONECO Advisors, LLC5,739$266
Arete Wealth Advisors, LLC5,609$0
Wealthcare Advisory Partners LLC5,285$245
WILLNER & HELLER, LLC4,831$224
Visionary Wealth Advisors4,734$220
Advisory Services Network, LLC4,659$216
LEAVELL INVESTMENT MANAGEMENT, INC.4,639$216
Perigon Wealth Management, LLC4,577$212
IFP Advisors, Inc3,132$145
Kestra Advisory Services, LLC1,500$70
FMR LLC1,441$67
Scarborough Advisors, LLC1,100$51
UBS Group AG1,046$49
O'SHAUGHNESSY ASSET MANAGEMENT, LLC993$46
Advisors Preferred, LLC955$45
Laurel Wealth Advisors LLC771$36
Root Financial Partners, LLC699$32
Steward Partners Investment Advisory, LLC645$30
Larson Financial Group LLC590$27
Caldwell Trust Co500$23
MORGAN STANLEY319$15
NBC SECURITIES, INC.135$6
Capital Investment Advisory Services, LLC101$5
Capital Advisors, Ltd. LLC69$0
CWM, LLC50$0
JONES FINANCIAL COMPANIES LLLP39$2
PRIVATE TRUST CO NA27$1
Investors Research Corp25$1
Smartleaf Asset Management LLC8$0
Parkside Financial Bank & Trust7$0
WELLS FARGO & COMPANY/MN1$0
Total (87 institutions)13,500,579$621,818