Ticker: PFFD CUSIP: 37954Y657 Class: US PFD ETF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| John W. Brooker & Co., CPAs | 18,191 | $344 |
| 10Elms LLP | 23,010 | $435 |
| INVESTED ADVISORS | 16,397 | $310 |
| Carnegie Capital Asset Management, LLC | 394,708 | $7,464 |
| WealthPlan Investment Management, LLC | 120,832 | $2,285 |
| TWO SIGMA SECURITIES, LLC | 16,930 | $320 |
| WealthPLAN Partners, LLC | 11,281 | $213 |
| ABOUND FINANCIAL, LLC | 2,712 | $51 |
| World Investment Advisors | 24,849 | $470 |
| FLAGSHIP HARBOR ADVISORS, LLC | 10,306 | $195 |
| BENJAMIN EDWARDS INC | 13,798 | $261 |
| Mirae Asset Global Investments Co., Ltd. | 27,000 | $511 |
| JANE STREET GROUP, LLC | 52,359 | $990 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 2,645 | $50 |
| RENAISSANCE TECHNOLOGIES LLC | 16,890 | $319 |
| FINANCIAL CONSULATE, INC | 720 | $14 |
| Fairway Wealth LLC | 257 | $5 |
| TD PRIVATE CLIENT WEALTH LLC | 51 | $1 |
| HRT FINANCIAL LP | 11,655 | $0 |
| CITIGROUP INC | 4 | $0 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| COLLECTIVE FAMILY OFFICE LLC | 500,480 | 607,376 | +106,896 (+21.4%) |
| Columbus Macro, LLC | 269,154 | 751,499 | +482,345 (+179.2%) |
| Orgel Wealth Management, LLC | 7,026,957 | 7,370,268 | +343,311 (+4.9%) |
| Flaharty Asset Management, LLC | 1,079,887 | 1,122,939 | +43,052 (+4.0%) |
| WealthTrust Axiom LLC | 265,831 | 327,067 | +61,236 (+23.0%) |
| Plan Group Financial, LLC | 223,393 | 285,358 | +61,965 (+27.7%) |
| FF Advisors,LLC | 91,613 | 120,569 | +28,956 (+31.6%) |
| AlphaStar Capital Management, LLC | 82,818 | 302,007 | +219,189 (+264.7%) |
| Note Advisors, LLC | 135,931 | 145,184 | +9,253 (+6.8%) |
| Objective Capital Management, LLC | 43,107 | 47,758 | +4,651 (+10.8%) |
| SWS Partners | 293,677 | 301,078 | +7,401 (+2.5%) |
| NAPLES GLOBAL ADVISORS, LLC | 507,722 | 535,866 | +28,144 (+5.5%) |
| FIRST INTERSTATE BANK | 119,018 | 178,592 | +59,574 (+50.1%) |
| Advisory Services Network, LLC | 18,755 | 161,811 | +143,056 (+762.8%) |
| Prepared Retirement Institute LLC | 93,805 | 94,952 | +1,147 (+1.2%) |
| Texas Yale Capital Corp. | 306,549 | 340,590 | +34,041 (+11.1%) |
| Blue Edge Capital, LLC | 188,667 | 193,747 | +5,080 (+2.7%) |
| Cetera Investment Advisers | 590,552 | 1,071,447 | +480,895 (+81.4%) |
| 1620 INVESTMENT ADVISORS, INC. | 21,215 | 22,569 | +1,354 (+6.4%) |
| MAI Capital Management | 631,694 | 687,446 | +55,752 (+8.8%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Trinity Legacy Partners, LLC | 448,646 | 32,162 | -416,484 (-92.8%) |
| Collaborative Wealth Managment Inc. | 275,973 | 192,568 | -83,405 (-30.2%) |
| RATIONAL ADVISORS LLC | 1,069,210 | 1,049,537 | -19,673 (-1.8%) |
| Traub Capital Management LLC | 109,576 | 107,823 | -1,753 (-1.6%) |
| RHS Financial, LLC | 45,759 | 20,925 | -24,834 (-54.3%) |
| Prospect Financial Services LLC | 47,259 | 30,855 | -16,404 (-34.7%) |
| AIRE ADVISORS, LLC | 340,914 | 332,991 | -7,923 (-2.3%) |
| Ritter Daniher Financial Advisory LLC / DE | 32,837 | 10,426 | -22,411 (-68.2%) |
| Perissos Private Wealth Management, LLC | 72,944 | 71,855 | -1,089 (-1.5%) |
| Apollon Financial, LLC | 64,788 | 46,963 | -17,825 (-27.5%) |
| DUNCKER STREETT & CO INC | 65,988 | 53,762 | -12,226 (-18.5%) |
| Accel Wealth Management | 40,189 | 32,681 | -7,508 (-18.7%) |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 1,818,645 | 1,693,467 | -125,178 (-6.9%) |
| Millington Financial Advisors, LLC | 26,104 | 21,994 | -4,110 (-15.7%) |
| GSB Wealth Management, LLC | 80,554 | 74,319 | -6,235 (-7.7%) |
| EVOLUTION WEALTH MANAGEMENT INC. | 4,642 | 1,976 | -2,666 (-57.4%) |
| Running Point Capital Advisors, LLC | 6,519 | 40 | -6,479 (-99.4%) |
| Sound Income Strategies, LLC | 254,954 | 242,721 | -12,233 (-4.8%) |
| Gerber Kawasaki Wealth & Investment Management | 153,416 | 131,539 | -21,877 (-14.3%) |
| TrueWealth Advisors, LLC | 33,153 | 29,747 | -3,406 (-10.3%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Global X Japan Co., Ltd. | 3,484,454 | $67,703 |
| Wright Fund Management, LLC | 560,100 | $10,883 |
| HOWARD BAILEY SECURITIES, LLC | 18,205 | $354 |
| Capitolis Liquid Global Markets LLC | 260,600 | $5,063 |
| American Investment Services, Inc. | 11,328 | $220 |
| CHANNEL WEALTH LLC | 10,270 | $200 |
| Ignite Planners, LLC | 10,368 | $201 |
| FDx Advisors, Inc. | 10,158 | $0 |
| Baird Financial Group, Inc. | 229,684 | $4,463 |
| INSIGNEO ADVISORY SERVICES, LLC | 10,000 | $194 |
| BANK OF NOVA SCOTIA | 190,900 | $3,709 |
| Sowell Financial Services LLC | 13,647 | $265 |
| Future Financial Wealth Managment LLC | 1,305 | $25 |
| Savvy Advisors, Inc. | 10,996 | $214 |
| American Capital Advisory, LLC | 693 | $13 |
| BROWN BROTHERS HARRIMAN & CO | 5,100 | $99 |
| ESL Trust Services, LLC | 850 | $17 |
| Wealthspire Advisors, LLC | 4,241 | $82 |
| CSM Advisors, LLC | 18,000 | $0 |
| Sachetta, LLC | 300 | $6 |