Ticker: CATH CUSIP: 37954Y889 Class: ETF-EQUITY
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| WIN ADVISORS, INC | 9,905 | $814 |
| FIRST NATIONAL BANK OF OMAHA | 56,125 | $4,649 |
| SWMG, LLC | 3,225 | $268 |
| Kovack Advisors, Inc. | 13,080 | $1,076 |
| HBK Sorce Advisory LLC | 23,880 | $1,986 |
| Acorn Wealth Advisors, LLC | 2,526 | $208 |
| FARMERS TRUST CO | 3,002 | $247 |
| Secure Asset Management, LLC | 3,007 | $247 |
| Naviter Wealth, LLC | 2,880 | $238 |
| NATURAL INVESTMENTS, LLC | 3,543 | $0 |
| Coppell Advisory Solutions LLC | 2,430 | $201 |
| Chevy Chase Trust Holdings, LLC | 35,445 | $2,915 |
| Fiduciary Alliance LLC | 2,560 | $211 |
| WEBSTER BANK, N. A. | 1,750 | $144 |
| Independent Advisor Alliance | 3,458 | $284 |
| Waverly Advisors, LLC | 5,170 | $425 |
| Sound Income Strategies, LLC | 1,335 | $111 |
| Atria Investments, Inc | 3,225 | $265 |
| CITADEL ADVISORS LLC | 11,662 | $959 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 659 | $54 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| McClarren Financial Advisors, Inc. | 3,303 | 5,591 | +2,288 (+69.3%) |
| Journey Beyond Wealth, LLC | 6,977 | 8,143 | +1,166 (+16.7%) |
| Sellwood Investment Partners LLC | 5,330 | 6,554 | +1,224 (+23.0%) |
| Capital Planning LLC | 3,661 | 4,937 | +1,276 (+34.9%) |
| Corient Private Wealth LLC | 62,940 | 147,430 | +84,490 (+134.2%) |
| MBE Wealth Management, LLC | 7,563 | 8,036 | +473 (+6.3%) |
| Security Financial Services, INC. | 5,654 | 6,892 | +1,238 (+21.9%) |
| FOUNDERS GROVE WEALTH PARTNERS, LLC | 5,779 | 6,622 | +843 (+14.6%) |
| Aristotle Capital Management, LLC | 89,750 | 131,269 | +41,519 (+46.3%) |
| MJP ASSOCIATES INC /ADV | 5,223 | 6,412 | +1,189 (+22.8%) |
| Ameritas Advisory Services, LLC | 686 | 3,641 | +2,955 (+430.8%) |
| Aspect Partners, LLC | 1,390 | 1,766 | +376 (+27.1%) |
| Advisor OS, LLC | 16,858 | 18,080 | +1,222 (+7.2%) |
| Financial Advisory Corp | 24,958 | 25,346 | +388 (+1.6%) |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 30,359 | 66,989 | +36,630 (+120.7%) |
| MCF Advisors LLC | 17,586 | 18,727 | +1,141 (+6.5%) |
| MORGAN STANLEY | 472,767 | 512,441 | +39,674 (+8.4%) |
| Convergence Financial, LLC | 3,312 | 3,846 | +534 (+16.1%) |
| RAYMOND JAMES FINANCIAL INC | 34,348 | 58,126 | +23,778 (+69.2%) |
| Dana Investment Advisors, Inc. | 6,594 | 8,398 | +1,804 (+27.4%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Fund Evaluation Group, LLC | 733,239 | 685,651 | -47,588 (-6.5%) |
| STONEHAVEN WEALTH & TAX SOLUTIONS, LLC | 24,960 | 24,600 | -360 (-1.4%) |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC | 71,846 | 34,876 | -36,970 (-51.5%) |
| COMMON FUND FOR NONPROFIT ORGANIZATIONS | 122,814 | 120,224 | -2,590 (-2.1%) |
| TRUST POINT INC. | 33,163 | 29,576 | -3,587 (-10.8%) |
| Koss-Olinger Consulting, LLC | 26,017 | 22,041 | -3,976 (-15.3%) |
| TRUST CO OF TOLEDO NA /OH/ | 39,348 | 37,456 | -1,892 (-4.8%) |
| Savant Capital, LLC | 67,327 | 37,541 | -29,786 (-44.2%) |
| OLD NATIONAL BANCORP /IN/ | 35,354 | 29,909 | -5,445 (-15.4%) |
| BANK OF AMERICA CORP /DE/ | 565,866 | 431,913 | -133,953 (-23.7%) |
| Cornerstone Management, Inc. | 8,676 | 8,099 | -577 (-6.7%) |
| FIRST HAWAIIAN BANK | 10,369 | 9,720 | -649 (-6.3%) |
| WELLS FARGO & COMPANY/MN | 210,194 | 169,469 | -40,725 (-19.4%) |
| ROYAL BANK OF CANADA | 90,931 | 69,116 | -21,815 (-24.0%) |
| CAPTRUST FINANCIAL ADVISORS | 105,000 | 100,429 | -4,571 (-4.4%) |
| POLEN CAPITAL MANAGEMENT LLC | 30,866 | 27,566 | -3,300 (-10.7%) |
| WESBANCO BANK INC | 4,108 | 3,072 | -1,036 (-25.2%) |
| Creative Planning | 36,287 | 32,971 | -3,316 (-9.1%) |
| Choate Investment Advisors | 19,055 | 18,333 | -722 (-3.8%) |
| Venture Visionary Partners LLC | 9,664 | 9,109 | -555 (-5.7%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| FinDec Wealth Services, Inc. | 3,479 | $282 |
| NorthRock Partners, LLC | 27,915 | $2,263 |
| HHM Wealth Advisors, LLC | 4,706 | $381 |
| North Capital, Inc. | 295 | $24 |
| Integrated Wealth Concepts LLC | 5,321 | $431 |
| Advisory Services Network, LLC | 1,902 | $154 |
| PRINCIPAL SECURITIES, INC. | 943 | $76 |
| Geneos Wealth Management Inc. | 625 | $51 |
| CITIGROUP INC | 223 | $18 |
| Ancora Advisors LLC | 164 | $13 |
| HRT FINANCIAL LP | 7,020 | $1 |
| Financial Gravity Asset Management, Inc. | 1 | $0 |