GLOBAL X FDS

Ticker: DJIA CUSIP: 37960A859 Class: DOW 30 COVERED C

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
LPL Financial LLC648,311$14,263
J.W. COLE ADVISORS, INC.463,108$10,188
OSAIC HOLDINGS, INC.185,975$4,091
RAYMOND JAMES FINANCIAL INC82,567$1,816
JANE STREET GROUP, LLC53,199$1,170
NWF Advisory Services Inc.53,100$1,168
Cetera Investment Advisers37,575$827
WCG Wealth Advisors LLC35,898$790
Janney Montgomery Scott LLC33,924$1
ROYAL BANK OF CANADA31,146$686
XML Financial, LLC29,954$659
PMG Family Office LLC23,207$511
Mariner, LLC22,402$493
HARBOUR INVESTMENTS, INC.21,852$481
Cambridge Investment Research Advisors, Inc.20,392$0
Private Advisor Group, LLC16,000$352
STIFEL FINANCIAL CORP15,757$347
KESTRA PRIVATE WEALTH SERVICES, LLC15,143$333
Murphy & Mullick Capital Management Corp14,364$316
ENVESTNET ASSET MANAGEMENT INC13,246$291
BEAM WEALTH ADVISORS, INC.13,171$290
Tactive Advisors, LLC12,613$277
Mutual Advisors, LLC12,380$272
CreativeOne Wealth, LLC11,614$256
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC11,017$242
Sonoma Allocations LLC10,363$231
Founders Financial Alliance, LLC9,642$212
PRIVATE TRUST CO NA9,017$198
BANK OF MONTREAL /CAN/7,145$157
Rockefeller Capital Management L.P.5,170$114
COMERICA BANK5,030$111
IFP Advisors, Inc4,251$94
FLAGSHIP HARBOR ADVISORS, LLC3,412$75
SBI Securities Co., Ltd.2,836$62
Steward Partners Investment Advisory, LLC1,988$44
Kestra Advisory Services, LLC1,664$37
SIMPLEX TRADING, LLC1,440$32
Farther Finance Advisors, LLC1,188$26
Newbridge Financial Services Group, Inc.920$20
MORGAN STANLEY553$12
Rossby Financial, LCC490$11
AE Wealth Management LLC460$10
Triumph Capital Management400$9
DHJJ Financial Advisors, Ltd.162$4
Root Financial Partners, LLC103$2
FMR LLC92$2
UBS Group AG65$1
NATIONAL BANK OF CANADA /FI/62$1
WELLS FARGO & COMPANY/MN1$0
Total (49 institutions)1,944,369$41,586