Ticker: DJIA CUSIP: 37960A859 Class: DOW 30 COVERED C
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 11,017 | $242 |
| JANE STREET GROUP, LLC | 53,199 | $1,170 |
| FLAGSHIP HARBOR ADVISORS, LLC | 3,412 | $75 |
| Rockefeller Capital Management L.P. | 5,170 | $114 |
| Kestra Advisory Services, LLC | 1,664 | $37 |
| Triumph Capital Management | 400 | $9 |
| Root Financial Partners, LLC | 103 | $2 |
| UBS Group AG | 65 | $1 |
| WELLS FARGO & COMPANY/MN | 1 | $0 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| XML Financial, LLC | 13,579 | 29,954 | +16,375 (+120.6%) |
| LPL Financial LLC | 589,065 | 648,311 | +59,246 (+10.1%) |
| Cetera Investment Advisers | 19,845 | 37,575 | +17,730 (+89.3%) |
| ENVESTNET ASSET MANAGEMENT INC | 10,168 | 13,246 | +3,078 (+30.3%) |
| Mariner, LLC | 20,261 | 22,402 | +2,141 (+10.6%) |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 13,946 | 15,143 | +1,197 (+8.6%) |
| RAYMOND JAMES FINANCIAL INC | 81,064 | 82,567 | +1,503 (+1.9%) |
| STIFEL FINANCIAL CORP | 14,443 | 15,757 | +1,314 (+9.1%) |
| Private Advisor Group, LLC | 15,000 | 16,000 | +1,000 (+6.7%) |
| SIMPLEX TRADING, LLC | 337 | 1,440 | +1,103 (+327.3%) |
| HARBOUR INVESTMENTS, INC. | 21,540 | 21,852 | +312 (+1.4%) |
| Mutual Advisors, LLC | 12,255 | 12,380 | +125 (+1.0%) |
| COMERICA BANK | 4,955 | 5,030 | +75 (+1.5%) |
| IFP Advisors, Inc | 4,191 | 4,251 | +60 (+1.4%) |
| Rossby Financial, LCC | 456 | 490 | +34 (+7.5%) |
| Janney Montgomery Scott LLC | 28,498 | 33,924 | +5,426 (+19.0%) |
| Cambridge Investment Research Advisors, Inc. | 15,635 | 20,392 | +4,757 (+30.4%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| PMG Family Office LLC | 25,612 | 23,207 | -2,405 (-9.4%) |
| J.W. COLE ADVISORS, INC. | 503,595 | 463,108 | -40,487 (-8.0%) |
| NWF Advisory Services Inc. | 61,000 | 53,100 | -7,900 (-13.0%) |
| WCG Wealth Advisors LLC | 55,739 | 35,898 | -19,841 (-35.6%) |
| Founders Financial Alliance, LLC | 12,562 | 9,642 | -2,920 (-23.2%) |
| OSAIC HOLDINGS, INC. | 194,353 | 185,975 | -8,378 (-4.3%) |
| ROYAL BANK OF CANADA | 41,151 | 31,146 | -10,005 (-24.3%) |
| Newbridge Financial Services Group, Inc. | 1,920 | 920 | -1,000 (-52.1%) |
| NATIONAL BANK OF CANADA /FI/ | 8,139 | 62 | -8,077 (-99.2%) |
| CreativeOne Wealth, LLC | 13,250 | 11,614 | -1,636 (-12.3%) |
| BEAM WEALTH ADVISORS, INC. | 13,450 | 13,171 | -279 (-2.1%) |
| MORGAN STANLEY | 1,071 | 553 | -518 (-48.4%) |
| SBI Securities Co., Ltd. | 2,961 | 2,836 | -125 (-4.2%) |
| FMR LLC | 133 | 92 | -41 (-30.8%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| SteelPeak Wealth, LLC | 24,650 | $539 |
| OLD MISSION CAPITAL LLC | 17,259 | $377 |
| NewEdge Advisors, LLC | 33,451 | $592 |
| Advisory Services Network, LLC | 7,592 | $166 |
| BlackRock, Inc. | 5,838 | $128 |
| Activest Wealth Management | 531 | $12 |
| HRT FINANCIAL LP | 10,643 | $0 |
| Glassman Wealth Services | 5 | $0 |
| JPMORGAN CHASE & CO | 2 | $0 |