Ticker: GEM CUSIP: 381430206 Class: ACTIVEBETA EME
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | 290,767 | $12,102 |
| Apollon Financial, LLC | 14,566 | $606 |
| Beacon Financial Advisory LLC | 8,931 | $372 |
| Kingdom Financial Group LLC. | 3,314 | $138 |
| Naviter Wealth, LLC | 5,813 | $242 |
| American Trust | 2,069 | $217 |
| Vise Technologies, Inc. | 12,590 | $524 |
| FOUNDERS FINANCIAL SECURITIES LLC | 5,867 | $244 |
| Western Wealth Management, LLC | 7,116 | $296 |
| Farther Finance Advisors, LLC | 8,645 | $360 |
| Perigon Wealth Management, LLC | 4,922 | $205 |
| OPTIMA CAPITAL LLC | 347 | $14 |
| MML INVESTORS SERVICES, LLC | 6,868 | $286 |
| Kestra Advisory Services, LLC | 3,476 | $145 |
| UBS ASSET MANAGEMENT AMERICAS INC | 1,007 | $42 |
| MASECO LLP | 174 | $7 |
| ALERUS FINANCIAL NA | 48 | $2 |
| BlackRock, Inc. | 43 | $2 |
| Allspring Global Investments Holdings, LLC | 15 | $1 |
| Russell Investments Group, Ltd. | 1 | $0 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Mount Yale Investment Advisors, LLC | 50,145 | 151,736 | +101,591 (+202.6%) |
| Clay Northam Wealth Management, LLC | 56,828 | 58,817 | +1,989 (+3.5%) |
| AMERICAN NATIONAL BANK | 175,942 | 195,075 | +19,133 (+10.9%) |
| Vestmark Advisory Solutions, Inc. | 50,145 | 180,859 | +130,714 (+260.7%) |
| Empirical Asset Management, LLC | 15,270 | 23,420 | +8,150 (+53.4%) |
| Sanctuary Advisors, LLC | 8,297 | 262,524 | +254,227 (+3064.1%) |
| LifePlan Investment Advisors, Inc. | 24,659 | 27,307 | +2,648 (+10.7%) |
| FIRST FOUNDATION ADVISORS | 362,608 | 371,624 | +9,016 (+2.5%) |
| Mengis Capital Management, Inc. | 13,629 | 18,521 | +4,892 (+35.9%) |
| CENTRAL TRUST Co | 119,839 | 130,624 | +10,785 (+9.0%) |
| CoreCap Advisors, LLC | 136,877 | 141,927 | +5,050 (+3.7%) |
| WELLS FARGO & COMPANY/MN | 3,851,306 | 4,127,553 | +276,247 (+7.2%) |
| GeoWealth Management, LLC | 58,334 | 63,493 | +5,159 (+8.8%) |
| Edge Financial Advisors LLC | 18,820 | 19,242 | +422 (+2.2%) |
| Prostatis Group LLC | 32,168 | 32,805 | +637 (+2.0%) |
| Envestnet Portfolio Solutions, Inc. | 143,502 | 172,389 | +28,887 (+20.1%) |
| LPL Financial LLC | 1,969,957 | 2,012,341 | +42,384 (+2.2%) |
| BANK OF AMERICA CORP /DE/ | 536,369 | 588,841 | +52,472 (+9.8%) |
| COMMONWEALTH EQUITY SERVICES, LLC | 157,158 | 178,958 | +21,800 (+13.9%) |
| Rockefeller Capital Management L.P. | 5,766 | 17,499 | +11,733 (+203.5%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| ARVEST INVESTMENTS, INC. | 422,781 | 409,963 | -12,818 (-3.0%) |
| Arvest Bank Trust Division | 1,164,825 | 1,143,440 | -21,385 (-1.8%) |
| GFG Capital, LLC | 151,006 | 149,487 | -1,519 (-1.0%) |
| Golden State Equity Partners | 27,450 | 11,696 | -15,754 (-57.4%) |
| SHUFRO ROSE & CO LLC | 42,431 | 5,317 | -37,114 (-87.5%) |
| Destiny Wealth Partners, LLC | 168,681 | 163,326 | -5,355 (-3.2%) |
| Strategic Financial Services, Inc, | 236,749 | 224,267 | -12,482 (-5.3%) |
| Apella Capital, LLC | 291,479 | 260,903 | -30,576 (-10.5%) |
| HB Wealth Management, LLC | 1,056,245 | 998,597 | -57,648 (-5.5%) |
| Anchor Investment Management, LLC | 124,319 | 121,173 | -3,146 (-2.5%) |
| SPINNAKER TRUST | 201,665 | 197,963 | -3,702 (-1.8%) |
| 1900 WEALTH MANAGEMENT LLC | 77,166 | 73,679 | -3,487 (-4.5%) |
| Keebeck Wealth Management | 94,071 | 93,093 | -978 (-1.0%) |
| AlphaCore Capital LLC | 113,721 | 109,637 | -4,084 (-3.6%) |
| ENVESTNET ASSET MANAGEMENT INC | 915,829 | 828,052 | -87,777 (-9.6%) |
| &PARTNERS | 44,697 | 33,041 | -11,656 (-26.1%) |
| Gladstone Institutional Advisory LLC | 102,919 | 101,315 | -1,604 (-1.6%) |
| Kelman-Lazarov, Inc. | 12,963 | 12,200 | -763 (-5.9%) |
| TRUIST FINANCIAL CORP | 21,304 | 5,387 | -15,917 (-74.7%) |
| Mariner, LLC | 50,920 | 38,077 | -12,843 (-25.2%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| CogentBlue Wealth Advisors, LLC | 7,380 | $301 |
| Consolidated Portfolio Review Corp | 9,292 | $378 |
| OLD MISSION CAPITAL LLC | 25,369 | $1,033 |
| GPS Wealth Strategies Group, LLC | 349 | $14 |
| Larson Financial Group LLC | 100 | $4 |
| Tower Research Capital LLC (TRC) | 2 | $0 |
| Smartleaf Asset Management LLC | 1 | $0 |