GOLDMAN SACHS ETF TR

Ticker: GSWO CUSIP: 38149W739 Class: ACTIVEBETA WRLD

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Annex Advisory Services, LLC912,436$52,684
MORGAN STANLEY172,206$9,943
JANE STREET GROUP, LLC78,034$4,506
CoreCap Advisors, LLC76,237$4,402
FLOW TRADERS U.S. LLC61,828$4
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO48,965$2,827
ARQ WEALTH ADVISORS, LLC42,682$2,464
LPL Financial LLC39,858$2,301
SUSQUEHANNA INTERNATIONAL GROUP, LLP25,265$1,459
ROYAL BANK OF CANADA22,457$1,297
ENVESTNET ASSET MANAGEMENT INC16,082$929
CITADEL ADVISORS LLC14,812$855
TRUIST FINANCIAL CORP14,143$817
NewEdge Advisors, LLC12,267$708
TWO SIGMA SECURITIES, LLC9,951$575
Kestra Advisory Services, LLC6,535$377
Magnus Financial Group LLC5,357$309
COMMONWEALTH EQUITY SERVICES, LLC4,693$271
Empirical Asset Management, LLC4,169$241
Capital Advisors Wealth Management, LLC3,766$217
Syntegra Private Wealth Group, LLC3,555$205
Vestmark Advisory Solutions, Inc.3,549$205
Mount Yale Investment Advisors, LLC3,549$205
OSAIC HOLDINGS, INC.2,832$164
Rockefeller Capital Management L.P.1,715$99
Federation des caisses Desjardins du Quebec1,663$96
BANK OF MONTREAL /CAN/1,292$75
NATIONAL BANK OF CANADA /FI/649$37
SOA Wealth Advisors, LLC.455$26
Steward Partners Investment Advisory, LLC360$21
BANK OF AMERICA CORP /DE/353$20
JPMORGAN CHASE & CO292$17
FMR LLC150$9
O'SHAUGHNESSY ASSET MANAGEMENT, LLC108$6
Allworth Financial LP82$5
TD Waterhouse Canada Inc.73$4
OPTIMA CAPITAL LLC58$3
CWM, LLC34$0
AE Wealth Management LLC33$2
UBS Group AG20$1
Transamerica Financial Advisors, Inc.17$1
Hillsdale Investment Management Inc.14$1
Copia Wealth Management8$0
Purpose Unlimited Inc.1$0
Total (44 institutions)1,592,605$88,388