Ticker: GSWO CUSIP: 38149W739 Class: ACTIVEBETA WRLD
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Annex Advisory Services, LLC | 912,436 | $52,684 |
| TWO SIGMA SECURITIES, LLC | 9,951 | $575 |
| Capital Advisors Wealth Management, LLC | 3,766 | $217 |
| Magnus Financial Group LLC | 5,357 | $309 |
| Syntegra Private Wealth Group, LLC | 3,555 | $205 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 25,265 | $1,459 |
| CITADEL ADVISORS LLC | 14,812 | $855 |
| BANK OF AMERICA CORP /DE/ | 353 | $20 |
| OPTIMA CAPITAL LLC | 58 | $3 |
| AE Wealth Management LLC | 33 | $2 |
| UBS Group AG | 20 | $1 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| ARQ WEALTH ADVISORS, LLC | 40,125 | 42,682 | +2,557 (+6.4%) |
| FLOW TRADERS U.S. LLC | 7,026 | 61,828 | +54,802 (+780.0%) |
| JANE STREET GROUP, LLC | 7,625 | 78,034 | +70,409 (+923.4%) |
| ROYAL BANK OF CANADA | 11,380 | 22,457 | +11,077 (+97.3%) |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 46,671 | 48,965 | +2,294 (+4.9%) |
| BANK OF MONTREAL /CAN/ | 947 | 1,292 | +345 (+36.4%) |
| JPMORGAN CHASE & CO | 66 | 292 | +226 (+342.4%) |
| Rockefeller Capital Management L.P. | 1,615 | 1,715 | +100 (+6.2%) |
| NATIONAL BANK OF CANADA /FI/ | 574 | 649 | +75 (+13.1%) |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 41 | 108 | +67 (+163.4%) |
| Hillsdale Investment Management Inc. | 7 | 14 | +7 (+100.0%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Empirical Asset Management, LLC | 11,027 | 4,169 | -6,858 (-62.2%) |
| LPL Financial LLC | 566,383 | 39,858 | -526,525 (-93.0%) |
| Mount Yale Investment Advisors, LLC | 9,798 | 3,549 | -6,249 (-63.8%) |
| ENVESTNET ASSET MANAGEMENT INC | 340,666 | 16,082 | -324,584 (-95.3%) |
| NewEdge Advisors, LLC | 33,150 | 12,267 | -20,883 (-63.0%) |
| Vestmark Advisory Solutions, Inc. | 9,798 | 3,549 | -6,249 (-63.8%) |
| MORGAN STANLEY | 285,807 | 172,206 | -113,601 (-39.7%) |
| TRUIST FINANCIAL CORP | 37,078 | 14,143 | -22,935 (-61.9%) |
| CoreCap Advisors, LLC | 77,749 | 76,237 | -1,512 (-1.9%) |
| Transamerica Financial Advisors, Inc. | 598 | 17 | -581 (-97.2%) |
| OSAIC HOLDINGS, INC. | 5,706 | 2,832 | -2,874 (-50.4%) |
| TD Waterhouse Canada Inc. | 705 | 73 | -632 (-89.6%) |
| Kestra Advisory Services, LLC | 6,945 | 6,535 | -410 (-5.9%) |
| COMMONWEALTH EQUITY SERVICES, LLC | 5,411 | 4,693 | -718 (-13.3%) |
| Federation des caisses Desjardins du Quebec | 1,716 | 1,663 | -53 (-3.1%) |
| FMR LLC | 167 | 150 | -17 (-10.2%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| LifePlan Investment Advisors, Inc. | 7,806 | $445 |
| Keebeck Wealth Management | 23,713 | $1,351 |
| PRINCIPAL SECURITIES, INC. | 112,151 | $6,389 |
| Envestnet Portfolio Solutions, Inc. | 50,335 | $2,868 |
| PRIVATE TRUST CO NA | 2,911 | $166 |
| Founders Financial Alliance, LLC | 1,407 | $80 |
| Cetera Investment Advisers | 63,173 | $3,599 |
| Integrated Wealth Concepts LLC | 4,096 | $233 |
| Global Retirement Partners, LLC | 2,553 | $145 |
| Brinker Capital Investments, LLC | 3,634 | $207 |
| Bank of New York Mellon Corp | 7,498 | $427 |
| HRT FINANCIAL LP | 4,671 | $0 |