GREAT ELM GROUP INC

Ticker: GEG CUSIP: 39037G109 Class: Stock

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (4)

Rockefeller Capital Management L.P.
Value ($000) $447 Shares 175,145
Fortitude Family Office, LLC
Value ($000) $1 Shares 286
Plante Moran Financial Advisors, LLC
Value ($000) $0 Shares 3
CITIGROUP INC
Value ($000) $0 Shares 1

Increased Positions (4)

GOLDMAN SACHS GROUP INC
Value ($000) $2,344 (+2478.8%) Shares 919,048 (+2377.7%)
GEODE CAPITAL MANAGEMENT, LLC
Value ($000) $461 (+21.9%) Shares 180,866 (+17.1%)
CITADEL ADVISORS LLC
Value ($000) $78 (+163.5%) Shares 30,593 (+153.2%)
Tower Research Capital LLC (TRC)
Value ($000) $5 (+43.6%) Shares 1,943 (+38.0%)

Decreased Positions (7)

VANGUARD GROUP INC
Value ($000) $1,511 (-8.2%) Shares 592,619 (-11.8%)
UBS Group AG
Value ($000) $0 (-100.0%) Shares 18 (-100.0%)
RENAISSANCE TECHNOLOGIES LLC
Value ($000) $1,431 (+1.1%) Shares 561,176 (-2.9%)
JANE STREET GROUP, LLC
Value ($000) $27 (-49.5%) Shares 10,647 (-51.5%)
MILLENNIUM MANAGEMENT LLC
Value ($000) $146 (-7.4%) Shares 57,240 (-11.0%)
BANK OF AMERICA CORP /DE/
Value ($000) $4 (-63.4%) Shares 1,690 (-64.8%)
NORTHERN TRUST CORP
Value ($000) $76 (+0.1%) Shares 29,926 (-3.8%)

Exited Positions (3)

KINGDON CAPITAL MANAGEMENT, L.L.C.
Value ($000) $2,864 Shares 1,168,907
DIMENSIONAL FUND ADVISORS LP
Value ($000) $28 Shares 11,419
FMR LLC
Value ($000) $0 Shares 84