GUINNESS ATKINSON FDS

Ticker: DIVS CUSIP: 402031835 Class: SMARTETFS DIVID

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (1)

WELLS FARGO & COMPANY/MN
Value ($000) $0 Shares 1

Increased Positions (6)

ROYAL BANK OF CANADA
Value ($000) $743 (+358.6%) Shares 24,012 (+361.7%)
CITADEL ADVISORS LLC
Value ($000) $944 (+65.9%) Shares 30,537 (+67.0%)
JANE STREET GROUP, LLC
Value ($000) $479 (+98.0%) Shares 15,504 (+99.3%)
COMMONWEALTH EQUITY SERVICES, LLC
Value ($000) $1,541 (+102578.9%) Shares 49,836 (+3.3%)
J.W. COLE ADVISORS, INC.
Value ($000) $244 (+1.2%) Shares 7,904 (+1.8%)
Cambridge Investment Research Advisors, Inc.
Value ($000) $1 (+2.9%) Shares 31,871 (+3.5%)

Decreased Positions (7)

FLOW TRADERS U.S. LLC
Value ($000) $0 (-73.3%) Shares 7,171 (-73.1%)
OSAIC HOLDINGS, INC.
Value ($000) $5,834 (-11.1%) Shares 188,642 (-11.1%)
RFG Advisory, LLC
Value ($000) $289 (-25.1%) Shares 9,345 (-24.6%)
UBS Group AG
Value ($000) $3 (-98.1%) Shares 82 (-98.1%)
LPL Financial LLC
Value ($000) $606 (-3.1%) Shares 19,597 (-2.5%)
HARBOUR INVESTMENTS, INC.
Value ($000) $51 (-4.2%) Shares 1,660 (-3.6%)
LaSalle St. Investment Advisors, LLC
Value ($000) $0 (-4.2%) Shares 8,942 (-3.6%)

Exited Positions (2)

PRINCIPAL SECURITIES, INC.
Value ($000) $26 Shares 850
Advisory Services Network, LLC
Value ($000) $0 Shares 10