HSBC HLDGS PLC

Ticker: HSBC CUSIP: 404280406 Class: ADR

ALETHEA CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001549408)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 12,086 Value ($000) $624 Avg Close — Range —
Q2 2017
Shares 39,153 Value ($000) $1,816 Avg Close — Range —