HALOZYME THERAPEUTICS INC

CUSIP: 40637HAD1 Class: NOTE 0.250% 3/0

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
CITADEL ADVISORS LLC42,157,000$45,624
M&G PLC36,839,000$39,786
JPMORGAN CHASE & CO19,676,000$21,565
Nuveen, LLC12,285,000$13,237
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt10,650,000$11,522
ANGELO GORDON & CO., L.P.10,000,000$10,775
SILVERBACK ASSET MANAGEMENT LLC9,819,000$10,629
Point72 Asset Management, L.P.7,500,000$8,118
Calamos Advisors LLC5,747,000$6,218
MACKAY SHIELDS LLC5,239,000$5,645
CITIGROUP INC4,503,000$4,852
ADVENT CAPITAL MANAGEMENT /DE/4,266,000$4,622
Focus Partners Wealth3,781,000$4,090
WATER ISLAND CAPITAL LLC3,000,000$3,235
BNP Paribas Investment Partners S.A.2,650,000$3
PIER 88 INVESTMENT PARTNERS LLC2,511,000$2,706
TORONTO DOMINION BANK2,500,000$2,680
RATIONAL ADVISORS LLC2,440,000$2,629
FMR LLC2,343,000$2,525
Jefferies Financial Group Inc.2,327,000$2,512
Aequim Alternative Investments LP2,000,000$2,165
Man Group plc1,960,000$2,123
WELLS FARGO & COMPANY/MN1,446,000$1,567
LAZARD ASSET MANAGEMENT LLC1,396,000$15
SSI INVESTMENT MANAGEMENT LLC1,300,000$1,401
FLOSSBACH VON STORCH AG1,050,000$1,137
Kohlberg Kravis Roberts & Co. L.P.915,000$990
Universal- Beteiligungs- und Servicegesellschaft mbH750,000$812
PALISADE CAPITAL MANAGEMENT, LP550,000$594
Calamos Wealth Management LLC262,000$283
OPPENHEIMER ASSET MANAGEMENT INC.175,000$189
&PARTNERS131,000$141
Mariner, LLC59,000$64
Capital Investment Advisory Services, LLC59,000$64
STEPHENS INC /AR/53,000$57
BARCLAYS PLC53,000$57
TRUIST FINANCIAL CORP38,000$41
RAYMOND JAMES FINANCIAL INC34,000$37
Balboa Wealth Partners28,000$30
AMERIPRISE FINANCIAL INC22,000$24
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC21,000$23
COMMONWEALTH EQUITY SERVICES, LLC20,000$22
MML INVESTORS SERVICES, LLC18,000$19
MORGAN STANLEY15,000$16
MAI Capital Management15,000$16
INSIGNEO ADVISORY SERVICES, LLC15,000$16
Goldstein Advisors, LLC14,000$15
Cetera Investment Advisers12,000$13
CoreCap Advisors, LLC5,000$5
Laffer Tengler Investments, Inc.1,976$2,141
Total (50 institutions)202,650,976$217,050