CUSIP: 40637HAD1 Class: NOTE 0.250% 3/0
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| SILVERBACK ASSET MANAGEMENT LLC | 9,819,000 | $10,629 |
| RATIONAL ADVISORS LLC | 2,440,000 | $2,629 |
| ADVENT CAPITAL MANAGEMENT /DE/ | 4,266,000 | $4,622 |
| CITADEL ADVISORS LLC | 42,157,000 | $45,624 |
| Nuveen, LLC | 12,285,000 | $13,237 |
| Focus Partners Wealth | 3,781,000 | $4,090 |
| TORONTO DOMINION BANK | 2,500,000 | $2,680 |
| Goldstein Advisors, LLC | 14,000 | $15 |
| INSIGNEO ADVISORY SERVICES, LLC | 15,000 | $16 |
| RAYMOND JAMES FINANCIAL INC | 34,000 | $37 |
| COMMONWEALTH EQUITY SERVICES, LLC | 20,000 | $22 |
| MML INVESTORS SERVICES, LLC | 18,000 | $19 |
| CoreCap Advisors, LLC | 5,000 | $5 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| ANGELO GORDON & CO., L.P. | 5,000,000 | 10,000,000 | +5,000,000 (+100.0%) |
| PIER 88 INVESTMENT PARTNERS LLC | 71,000 | 2,511,000 | +2,440,000 (+3436.6%) |
| SSI INVESTMENT MANAGEMENT LLC | 57,000 | 1,300,000 | +1,243,000 (+2180.7%) |
| Jefferies Financial Group Inc. | 43,000 | 2,327,000 | +2,284,000 (+5311.6%) |
| Point72 Asset Management, L.P. | 5,000,000 | 7,500,000 | +2,500,000 (+50.0%) |
| CITIGROUP INC | 1,122,000 | 4,503,000 | +3,381,000 (+301.3%) |
| JPMORGAN CHASE & CO | 17,083,000 | 19,676,000 | +2,593,000 (+15.2%) |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 10,000 | 21,000 | +11,000 (+110.0%) |
| Calamos Wealth Management LLC | 259,000 | 262,000 | +3,000 (+1.2%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| MACKAY SHIELDS LLC | 50,503,000 | 5,239,000 | -45,264,000 (-89.6%) |
| Laffer Tengler Investments, Inc. | 19,850 | 1,976 | -17,874 (-90.0%) |
| Calamos Advisors LLC | 29,170,000 | 5,747,000 | -23,423,000 (-80.3%) |
| PALISADE CAPITAL MANAGEMENT, LP | 2,586,000 | 550,000 | -2,036,000 (-78.7%) |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 14,262,000 | 750,000 | -13,512,000 (-94.7%) |
| AMERIPRISE FINANCIAL INC | 12,018,000 | 22,000 | -11,996,000 (-99.8%) |
| FMR LLC | 9,162,000 | 2,343,000 | -6,819,000 (-74.4%) |
| FLOSSBACH VON STORCH AG | 1,750,000 | 1,050,000 | -700,000 (-40.0%) |
| BARCLAYS PLC | 1,096,000 | 53,000 | -1,043,000 (-95.2%) |
| Man Group plc | 2,320,000 | 1,960,000 | -360,000 (-15.5%) |
| LAZARD ASSET MANAGEMENT LLC | 38,663,000 | 1,396,000 | -37,267,000 (-96.4%) |
| Cetera Investment Advisers | 118,000 | 12,000 | -106,000 (-89.8%) |
| WELLS FARGO & COMPANY/MN | 1,463,000 | 1,446,000 | -17,000 (-1.2%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| STEELHEAD PARTNERS LLC | 111,500,000 | $127,976 |
| Opti Capital Management, LP | 73,000,000 | $83,842 |
| Wellesley Asset Management | 23,374,000 | $27,309 |
| Boussard & Gavaudan Investment Management LLP | 19,500 | $22,383 |
| DeepCurrents Investment Group LLC | 45,017,000 | $51,616 |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM | 18,000,000 | $20,664 |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 44,628,000 | $51,265 |
| LINDEN ADVISORS LP | 67,930,000 | $77,956 |
| SHENKMAN CAPITAL MANAGEMENT INC | 3,602,000 | $4,220 |
| NOMURA HOLDINGS INC | 504,057 | $36,968 |
| MILLENNIUM MANAGEMENT LLC | 59,128,000 | $67,840 |
| STATE OF WISCONSIN INVESTMENT BOARD | 3,000,000 | $3,431 |
| FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC. | 30,000 | $35 |
| BlackRock, Inc. | 40,925,000 | $46,808 |
| STATE STREET CORP | 16,895,000 | $19,425 |
| MACQUARIE GROUP LTD | 1,200,000 | $1,391 |
| BNP PARIBAS ARBITRAGE, SA | 2,104,000 | $2,419 |
| DEUTSCHE BANK AG\ | 1,987,000 | $2,273 |
| SEI INVESTMENTS CO | 427,000 | $488 |
| JANE STREET GROUP, LLC | 475,000 | $548 |