HANCOCK JOHN FINL OPPTYS FD

CUSIP: 409735206 Class: CEF

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (12)

Logan Stone Capital, LLC
Value ($000) $444 Shares 12,670
READYSTATE ASSET MANAGEMENT LP
Value ($000) $2,481 Shares 70,727
Shaker Financial Services, LLC
Value ($000) $371 Shares 10,576
WOLVERINE ASSET MANAGEMENT LLC
Value ($000) $2,671 Shares 76,148
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
Value ($000) $391 Shares 11,160
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
Value ($000) $264 Shares 7,538
Sowell Financial Services LLC
Value ($000) $257 Shares 7,319
XTX Topco Ltd
Value ($000) $272 Shares 7,766
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
Value ($000) $57 Shares 1,625
Farther Finance Advisors, LLC
Value ($000) $43 Shares 1,225
Plante Moran Financial Advisors, LLC
Value ($000) $21 Shares 585
McIlrath & Eck, LLC
Value ($000) $15 Shares 425

Increased Positions (16)

WELLS FARGO & COMPANY/MN
Value ($000) $23,405 (+1.1%) Shares 667,192 (+3.7%)
Steward Partners Investment Advisory, LLC
Value ($000) $1,726 (+12.8%) Shares 49,209 (+15.7%)
HighTower Advisors, LLC
Value ($000) $918 (+56.6%) Shares 26,169 (+60.6%)
Mariner, LLC
Value ($000) $974 (+41.6%) Shares 27,765 (+45.2%)
Focus Partners Wealth
Value ($000) $351 (+69.2%) Shares 10,002 (+73.5%)
STEPHENS INC /AR/
Value ($000) $495 (+9.5%) Shares 14,105 (+12.3%)
Private Advisor Group, LLC
Value ($000) $813 (+5.9%) Shares 23,165 (+8.6%)
NewEdge Advisors, LLC
Value ($000) $73 (+88.1%) Shares 2,076 (+92.9%)
UBS Group AG
Value ($000) $1,672 (-0.6%) Shares 47,666 (+2.0%)
BENJAMIN EDWARDS INC
Value ($000) $470 (-0.9%) Shares 13,391 (+1.6%)
OSAIC HOLDINGS, INC.
Value ($000) $578 (-3.2%) Shares 16,462 (+1.4%)
COMERICA BANK
Value ($000) $184 (+1.4%) Shares 5,233 (+4.0%)
J.W. COLE ADVISORS, INC.
Value ($000) $432 (-1.5%) Shares 12,310 (+1.0%)
TOTH FINANCIAL ADVISORY CORP
Value ($000) $33 (+4.3%) Shares 931 (+7.0%)
Cambridge Investment Research Advisors, Inc.
Value ($000) $2 (+7.0%) Shares 44,185 (+9.8%)
CENTAURUS FINANCIAL, INC.
Value ($000) $0 (-1.0%) Shares 2,868 (+1.3%)

Decreased Positions (18)

FCA CORP /TX
Value ($000) $3,049 (-9.3%) Shares 86,920 (-7.0%)
Gilliland Jeter Wealth Management LLC
Value ($000) $1,272 (-3.9%) Shares 36,269 (-1.4%)
AlphaCore Capital LLC
Value ($000) $484 (-39.0%) Shares 13,792 (-37.4%)
MORGAN STANLEY
Value ($000) $41,730 (-4.8%) Shares 1,189,553 (-2.3%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $6,185 (-10.5%) Shares 176,313 (-8.2%)
LPL Financial LLC
Value ($000) $4,553 (-9.9%) Shares 129,785 (-7.6%)
NORTH STAR ASSET MANAGEMENT INC
Value ($000) $2,388 (-3.8%) Shares 68,080 (-1.4%)
BANK OF AMERICA CORP /DE/
Value ($000) $1,538 (-13.4%) Shares 43,840 (-11.2%)
D.A. DAVIDSON & CO.
Value ($000) $316 (-18.8%) Shares 9,006 (-16.7%)
OPPENHEIMER & CO INC
Value ($000) $996 (-6.9%) Shares 28,394 (-4.5%)
World Investment Advisors
Value ($000) $968 (-5.1%) Shares 27,590 (-2.7%)
AMERIPRISE FINANCIAL INC
Value ($000) $861 (-4.8%) Shares 24,540 (-2.4%)
Kestra Advisory Services, LLC
Value ($000) $507 (-4.5%) Shares 14,451 (-2.1%)
COMMONWEALTH EQUITY SERVICES, LLC
Value ($000) $484 (+94835.3%) Shares 13,802 (-2.6%)
Ronald Blue Trust, Inc.
Value ($000) $1 (-37.3%) Shares 18 (-35.7%)
Janney Montgomery Scott LLC
Value ($000) $7 (-3.5%) Shares 196,609 (-1.0%)
PEAPACK GLADSTONE FINANCIAL CORP
Value ($000) $0 (-4.5%) Shares 13,848 (-2.1%)
CWM, LLC
Value ($000) $0 (-14.3%) Shares 514 (-10.8%)

Exited Positions (9)

Cornerstone Advisors, LLC
Value ($000) $2,027 Shares 56,349
Avidian Wealth Solutions, LLC
Value ($000) $208 Shares 5,789
Invesco Ltd.
Value ($000) $225 Shares 6,256
Russell Investments Group, Ltd.
Value ($000) $12 Shares 340
Geneos Wealth Management Inc.
Value ($000) $6 Shares 165
Advisory Services Network, LLC
Value ($000) $3 Shares 97
JONES FINANCIAL COMPANIES LLLP
Value ($000) $1 Shares 22
Tower Research Capital LLC (TRC)
Value ($000) $0 Shares 5
HANTZ FINANCIAL SERVICES, INC.
Value ($000) $0 Shares 500