HAWTHORN BANCSHARES INC

Ticker: HWBK CUSIP: 420476103 Class: Common Stock

OSAIC HOLDINGS, INC.'s Holding History (CIK: 0001677044)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020

Shares 3 Value ($000) $0 Avg Close $16.80 Range $14.01 - $19.23

Q2 2020

Shares 3 Value ($000) $0 Avg Close $16.90 Range $14.06 - $20.34

Q1 2020

Shares 7 Value ($000) $0 Avg Close $20.65 Range $12.44 - $24.03

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2020	3	$0	$16.80	$14.01 - $19.23
Q2 2020	3	$0	$16.90	$14.06 - $20.34
Q1 2020	7	$0	$20.65	$12.44 - $24.03