HIGH INCOME SECS FD

CUSIP: 42968F108 Class: SHS BEN INT

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
LPL Financial LLC1,328,200$8,168
MORGAN STANLEY510,769$3,141
RAYMOND JAMES FINANCIAL INC400,973$2,466
Invesco Ltd.286,408$1,761
ABSOLUTE INVESTMENT ADVISERS, LLC167,337$1,027
Advisors Asset Management, Inc.121,294$746
Samalin Investment Counsel, LLC97,583$600
OSAIC HOLDINGS, INC.83,956$516
NewEdge Advisors, LLC78,300$482
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC71,152$438
Shaker Financial Services, LLC69,164$425
Quarry LP64,342$396
Logan Stone Capital, LLC55,591$342
RIVERNORTH CAPITAL MANAGEMENT, LLC52,560$323
HARBOUR INVESTMENTS, INC.50,077$308
MGO ONE SEVEN LLC35,081$216
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC34,825$215
MELFA WEALTH MANAGEMENT, LLC30,722$189
Cetera Investment Advisers30,571$188
SeaCrest Wealth Management, LLC30,445$187
NBC SECURITIES, INC.30,100$185
Savvy Advisors, Inc.25,395$156
SILVERLAKE WEALTH MANAGEMENT LLC24,658$152
WELLS FARGO & COMPANY/MN24,395$150
Aptus Capital Advisors, LLC20,660$127
Gilman Hill Asset Management, LLC20,000$123
SUSQUEHANNA INTERNATIONAL GROUP, LLP18,796$116
Merit Financial Group, LLC18,206$112
Tactive Advisors, LLC17,227$106
NWF Advisory Services Inc.16,700$103
CITADEL ADVISORS LLC16,632$102
K2 PRINCIPAL FUND, L.P.16,617$102
ROYAL BANK OF CANADA15,657$96
BENJAMIN EDWARDS INC15,348$94
Kovack Advisors, Inc.14,780$91
Hunting Hill Global Capital, LLC14,317$88
Integrity Advisory Solutions, LLC14,234$88
UHLMANN PRICE SECURITIES, LLC11,672$72
XTX Topco Ltd11,477$71
Bulldog Investors, LLP10,705$66
HighTower Advisors, LLC10,582$65
EASTERN BANK8,000$49
Noble Wealth Management PBC5,766$35
UBS Group AG4,433$27
Indiana Trust & Investment Management CO2,310$14
Global Retirement Partners, LLC2,302$14
Millstone Evans Group, LLC1,600$10
CIBC Private Wealth Group, LLC1,263$8
CoreCap Advisors, LLC1,200$7
Pinnacle Wealth Planning Services, Inc.932$6
WINMILL & CO. INC662$4
HIGHLINE WEALTH PARTNERS LLC600$4
TRUST CO OF VERMONT500$3
Strive Financial Group ,LLC375$2
WPG Advisers, LLC362$2
BANK OF AMERICA CORP /DE/153$1
MAI Capital Management153$1
COMERICA BANK71$0
CALDWELL SUTTER CAPITAL, INC.2$0
Total (59 institutions)3,998,192$24,587