HIGH INCOME SECS FD

Institution	Shares	Value ($000)
ABSOLUTE INVESTMENT ADVISERS, LLC	167,337	$1,027
Logan Stone Capital, LLC	55,591	$342
Quarry LP	64,342	$396
RIVERNORTH CAPITAL MANAGEMENT, LLC	52,560	$323
NBC SECURITIES, INC.	30,100	$185
Savvy Advisors, Inc.	25,395	$156
Kovack Advisors, Inc.	14,780	$91
XTX Topco Ltd	11,477	$71
Indiana Trust & Investment Management CO	2,310	$14
SUSQUEHANNA INTERNATIONAL GROUP, LLP	18,796	$116
CITADEL ADVISORS LLC	16,632	$102
Global Retirement Partners, LLC	2,302	$14
Pinnacle Wealth Planning Services, Inc.	932	$6

Increased Positions (11)

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

Value ($000) $438 (+37.2%) Shares 71,152 (+41.6%)

Samalin Investment Counsel, LLC

Value ($000) $600 (+2.8%) Shares 97,583 (+6.1%)

Integrity Advisory Solutions, LLC

Value ($000) $88 (+23.1%) Shares 14,234 (+27.1%)

OSAIC HOLDINGS, INC.

Value ($000) $516 (+23.5%) Shares 83,956 (+29.3%)

Invesco Ltd.

Value ($000) $1,761 (+3.3%) Shares 286,408 (+6.7%)

RAYMOND JAMES FINANCIAL INC

Value ($000) $2,466 (-1.5%) Shares 400,973 (+1.7%)

UHLMANN PRICE SECURITIES, LLC

Value ($000) $72 (-0.4%) Shares 11,672 (+2.8%)

Merit Financial Group, LLC

Value ($000) $112 (-1.0%) Shares 18,206 (+2.2%)

ROYAL BANK OF CANADA

Value ($000) $96 (-2.0%) Shares 15,657 (+1.9%)

COMERICA BANK

Value ($000) $0 (+39.1%) Shares 71 (+44.9%)

MAI Capital Management

Value ($000) $1 (-0.3%) Shares 153 (+3.4%)

Institution	Prev Shares	Curr Shares	Change
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	50,237	71,152	+20,915 (+41.6%)
Samalin Investment Counsel, LLC	91,976	97,583	+5,607 (+6.1%)
Integrity Advisory Solutions, LLC	11,196	14,234	+3,038 (+27.1%)
OSAIC HOLDINGS, INC.	64,911	83,956	+19,045 (+29.3%)
Invesco Ltd.	268,495	286,408	+17,913 (+6.7%)
RAYMOND JAMES FINANCIAL INC	394,391	400,973	+6,582 (+1.7%)
UHLMANN PRICE SECURITIES, LLC	11,350	11,672	+322 (+2.8%)
Merit Financial Group, LLC	17,818	18,206	+388 (+2.2%)
ROYAL BANK OF CANADA	15,364	15,657	+293 (+1.9%)
COMERICA BANK	49	71	+22 (+44.9%)
MAI Capital Management	148	153	+5 (+3.4%)

Decreased Positions (14)

Shaker Financial Services, LLC

Value ($000) $425 (-13.5%) Shares 69,164 (-10.7%)

LPL Financial LLC

Value ($000) $8,168 (-12.4%) Shares 1,328,200 (-9.5%)

MORGAN STANLEY

Value ($000) $3,141 (-6.8%) Shares 510,769 (-3.8%)

WELLS FARGO & COMPANY/MN

Value ($000) $150 (-42.6%) Shares 24,395 (-40.8%)

Tactive Advisors, LLC

Value ($000) $106 (-11.1%) Shares 17,227 (-8.2%)

Aptus Capital Advisors, LLC

Value ($000) $127 (-34.7%) Shares 20,660 (-32.6%)

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Value ($000) $215 (-11.8%) Shares 34,825 (-10.6%)

NewEdge Advisors, LLC

Value ($000) $482 (-6.0%) Shares 78,300 (-3.0%)

HighTower Advisors, LLC

Value ($000) $65 (-21.4%) Shares 10,582 (-18.8%)

HARBOUR INVESTMENTS, INC.

Value ($000) $308 (-6.2%) Shares 50,077 (-3.1%)

Cetera Investment Advisers

Value ($000) $188 (-8.0%) Shares 30,571 (-5.0%)

Noble Wealth Management PBC

Value ($000) $35 (-7.5%) Shares 5,766 (-4.5%)

UBS Group AG

Value ($000) $27 (-13.8%) Shares 4,433 (-11.0%)

WPG Advisers, LLC

Value ($000) $2 (-9.2%) Shares 362 (-6.2%)

Institution	Prev Shares	Curr Shares	Change
Shaker Financial Services, LLC	77,415	69,164	-8,251 (-10.7%)
LPL Financial LLC	1,467,868	1,328,200	-139,668 (-9.5%)
MORGAN STANLEY	530,804	510,769	-20,035 (-3.8%)
WELLS FARGO & COMPANY/MN	41,175	24,395	-16,780 (-40.8%)
Tactive Advisors, LLC	18,767	17,227	-1,540 (-8.2%)
Aptus Capital Advisors, LLC	30,660	20,660	-10,000 (-32.6%)
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	38,936	34,825	-4,111 (-10.6%)
NewEdge Advisors, LLC	80,700	78,300	-2,400 (-3.0%)
HighTower Advisors, LLC	13,031	10,582	-2,449 (-18.8%)
HARBOUR INVESTMENTS, INC.	51,684	50,077	-1,607 (-3.1%)
Cetera Investment Advisers	32,191	30,571	-1,620 (-5.0%)
Noble Wealth Management PBC	6,037	5,766	-271 (-4.5%)
UBS Group AG	4,983	4,433	-550 (-11.0%)
WPG Advisers, LLC	386	362	-24 (-6.2%)

Exited Positions (3)

Kingstone Capital Partners Texas, LLC

Value ($000) $196 Shares 30,791

Mach-1 Financial Group, LLC

Value ($000) $71 Shares 11,196

JANE STREET GROUP, LLC

Value ($000) $72 Shares 11,301

Institution	Prev Shares	Prev Value ($000)
Kingstone Capital Partners Texas, LLC	30,791	$196
Mach-1 Financial Group, LLC	11,196	$71
JANE STREET GROUP, LLC	11,301	$72