INDEXIQ ACTIVE ETF TR

Ticker: MMIN CUSIP: 45409F843 Class: NYLI MACKAY MUNI

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MORGAN STANLEY3,267,570$78,226
BANK OF AMERICA CORP /DE/1,451,553$34,750
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC665,871$15,941
UBS Group AG558,484$13,370
ACT Advisors, LLC.550,746$13,185
RTD Financial Advisors, Inc.493,051$11,804
LPL Financial LLC388,647$9,304
Pallas Capital Advisors LLC375,691$8,994
RAYMOND JAMES FINANCIAL INC268,311$6,423
Fluent Financial, LLC190,842$4,569
ROYAL BANK OF CANADA190,306$4,556
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC172,179$4,131
Rockefeller Capital Management L.P.125,988$3,016
BCS Wealth Management120,116$2,876
Schneider Downs Wealth Management Advisors, LP110,927$2,656
JANE STREET GROUP, LLC107,415$2,572
OSAIC HOLDINGS, INC.100,069$2,396
ENVESTNET ASSET MANAGEMENT INC87,396$2,092
Hilton Head Capital Partners, LLC71,514$1,712
Golden State Wealth Management, LLC66,941$1,603
COMMONWEALTH EQUITY SERVICES, LLC61,118$1,463
Mariner, LLC59,724$1,430
Cetera Investment Advisers58,524$1,401
CROBAN57,607$1,379
Fiduciary Trust Co57,284$1,371
Sanctuary Advisors, LLC52,167$1,249
Elequin Capital, LP49,371$1,182
Vertex Planning Partners, LLC46,075$1,103
GTS SECURITIES LLC45,305$1,085
Bank of New York Mellon Corp41,480$993
Wealthcare Advisory Partners LLC38,900$931
Purus Wealth Management, LLC34,677$830
Paulson Wealth Management Inc.33,870$811
CFO4Life Group, LLC33,441$801
Pine Valley Investments Ltd Liability Co31,339$753
Private Advisor Group, LLC28,442$681
Narwhal Capital Management23,904$572
SHP Wealth Management21,365$511
Cambridge Investment Research Advisors, Inc.20,706$0
Landmark Wealth Management, LLC20,604$493
Syntegra Private Wealth Group, LLC20,533$492
TRUIST FINANCIAL CORP20,282$486
Stratos Wealth Partners, LTD.15,600$373
Savvy Advisors, Inc.14,614$350
MML INVESTORS SERVICES, LLC12,869$308
HighTower Advisors, LLC10,417$249
Summit Financial, LLC9,528$229
Claro Advisors Inc.9,000$215
Snowden Capital Advisors LLC8,956$215
Americana Partners, LLC8,540$204
Millstone Evans Group, LLC5,673$136
Physician Wealth Advisors, Inc.3,247$78
Tower Research Capital LLC (TRC)2,598$62
MAI Capital Management2,000$48
Steward Partners Investment Advisory, LLC2,000$48
Kestra Advisory Services, LLC1,901$45
MRP Capital Investments, LLC1,900$45
ASSETMARK, INC1,608$38
Sound Income Strategies, LLC457$11
AE Wealth Management LLC355$8
Total (60 institutions)10,331,598$246,856