INDEXIQ ACTIVE ETF TR

Ticker: MMIN CUSIP: 45409F843 Class: NYLI MACKAY MUNI

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (5)

Americana Partners, LLC
Value ($000) $204 Shares 8,540
HighTower Advisors, LLC
Value ($000) $249 Shares 10,417
Tower Research Capital LLC (TRC)
Value ($000) $62 Shares 2,598
Kestra Advisory Services, LLC
Value ($000) $45 Shares 1,901
AE Wealth Management LLC
Value ($000) $8 Shares 355

Increased Positions (24)

ACT Advisors, LLC.
Value ($000) $13,185 (+11.2%) Shares 550,746 (+10.6%)
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC
Value ($000) $15,941 (+2.2%) Shares 665,871 (+1.6%)
Fluent Financial, LLC
Value ($000) $4,569 (+10.0%) Shares 190,842 (+9.4%)
BCS Wealth Management
Value ($000) $2,876 (+172.1%) Shares 120,116 (+170.6%)
CROBAN
Value ($000) $1,379 (+19.9%) Shares 57,607 (+19.2%)
Purus Wealth Management, LLC
Value ($000) $830 (+130.7%) Shares 34,677 (+129.5%)
Vertex Planning Partners, LLC
Value ($000) $1,103 (+18.3%) Shares 46,075 (+17.7%)
Elequin Capital, LP
Value ($000) $1,182 (+97.7%) Shares 49,371 (+96.7%)
Pallas Capital Advisors LLC
Value ($000) $8,994 (+8.8%) Shares 375,691 (+8.2%)
GTS SECURITIES LLC
Value ($000) $1,085 (+49.3%) Shares 45,305 (+48.5%)
MORGAN STANLEY
Value ($000) $78,226 (+12.2%) Shares 3,267,570 (+11.6%)
ROYAL BANK OF CANADA
Value ($000) $4,556 (+161.1%) Shares 190,306 (+159.7%)
JANE STREET GROUP, LLC
Value ($000) $2,572 (+202.1%) Shares 107,415 (+200.4%)
OSAIC HOLDINGS, INC.
Value ($000) $2,396 (+46.4%) Shares 100,069 (+44.1%)
BANK OF AMERICA CORP /DE/
Value ($000) $34,750 (+3.4%) Shares 1,451,553 (+2.8%)
CFO4Life Group, LLC
Value ($000) $801 (+3.6%) Shares 33,441 (+3.1%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $6,423 (+11.3%) Shares 268,311 (+10.7%)
ENVESTNET ASSET MANAGEMENT INC
Value ($000) $2,092 (+24.4%) Shares 87,396 (+23.7%)
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Value ($000) $4,131 (+4.5%) Shares 172,179 (+3.8%)
Private Advisor Group, LLC
Value ($000) $681 (+21.2%) Shares 28,442 (+20.5%)

Decreased Positions (16)

RTD Financial Advisors, Inc.
Value ($000) $11,804 (-0.6%) Shares 493,051 (-1.1%)
Landmark Wealth Management, LLC
Value ($000) $493 (-11.2%) Shares 20,604 (-11.7%)
UBS Group AG
Value ($000) $13,370 (-17.2%) Shares 558,484 (-17.7%)
LPL Financial LLC
Value ($000) $9,304 (-18.2%) Shares 388,647 (-18.7%)
Paulson Wealth Management Inc.
Value ($000) $811 (-1.5%) Shares 33,870 (-2.1%)
Sanctuary Advisors, LLC
Value ($000) $1,249 (-15.8%) Shares 52,167 (-16.9%)
Rockefeller Capital Management L.P.
Value ($000) $3,016 (-10.6%) Shares 125,988 (-11.0%)
Savvy Advisors, Inc.
Value ($000) $350 (-15.1%) Shares 14,614 (-15.6%)
Snowden Capital Advisors LLC
Value ($000) $215 (-23.3%) Shares 8,956 (-24.0%)
Pine Valley Investments Ltd Liability Co
Value ($000) $753 (-3.8%) Shares 31,339 (-4.7%)
Bank of New York Mellon Corp
Value ($000) $993 (-15.1%) Shares 41,480 (-15.5%)
Cetera Investment Advisers
Value ($000) $1,401 (-7.2%) Shares 58,524 (-7.7%)
COMMONWEALTH EQUITY SERVICES, LLC
Value ($000) $1,463 (+88201.8%) Shares 61,118 (-12.2%)
Narwhal Capital Management
Value ($000) $572 (-3.3%) Shares 23,904 (-3.8%)
Mariner, LLC
Value ($000) $1,430 (-5.4%) Shares 59,724 (-5.9%)
Cambridge Investment Research Advisors, Inc.
Value ($000) $0 (-21.5%) Shares 20,706 (-22.0%)

Exited Positions (4)

NewEdge Advisors, LLC
Value ($000) $809 Shares 33,991
CARY STREET PARTNERS FINANCIAL LLC
Value ($000) $202 Shares 8,476
SUSQUEHANNA INTERNATIONAL GROUP, LLP
Value ($000) $706 Shares 29,659
NORTHERN TRUST CORP
Value ($000) $452 Shares 18,995