KKR INCOME OPPORTUNITIES FD

CUSIP: 48249T106 Class: CEF

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MORGAN STANLEY1,976,253$22,905
Penserra Capital Management LLC1,206,826$14
GUGGENHEIM CAPITAL LLC755,814$8,760
UBS Group AG620,374$7,190
WELLS FARGO & COMPANY/MN571,104$6,619
Janney Montgomery Scott LLC450,490$5
BANK OF AMERICA CORP /DE/314,703$3,647
Shaker Financial Services, LLC308,129$3,571
BALYASNY ASSET MANAGEMENT L.P.303,000$3,512
SIT INVESTMENT ASSOCIATES INC288,038$3
Karpus Management, Inc.175,388$2,033
Logan Stone Capital, LLC168,195$1,949
Kovack Advisors, Inc.157,883$1,830
Rareview Capital LLC149,809$1,882
Capital Investment Advisors, LLC143,053$1,658
RAYMOND JAMES FINANCIAL INC121,099$1,404
ROYAL BANK OF CANADA118,909$1,378
LPL Financial LLC118,572$1,374
Invesco Ltd.118,549$1,374
Cambridge Investment Research Advisors, Inc.111,870$1
JANE STREET GROUP, LLC109,782$1,272
Joseph P. Lucia & Associates, LLC105,417$1,222
J.W. COLE ADVISORS, INC.101,635$1,178
Cetera Investment Advisers91,840$1,064
RIVERNORTH CAPITAL MANAGEMENT, LLC91,534$1,061
Baird Financial Group, Inc.90,238$1,046
StoneX Group Inc.73,355$850
WOLVERINE ASSET MANAGEMENT LLC70,942$822
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.65,131$755
Rockefeller Capital Management L.P.63,667$738
Advisors Asset Management, Inc.63,610$737
Virtus Investment Advisers, LLC56,409$654
Robinson Capital Management, LLC52,154$604
NewEdge Advisors, LLC49,514$574
ENVESTNET ASSET MANAGEMENT INC48,407$561
Bramshill Investments, LLC47,436$550
TrueMark Investments, LLC45,255$525
WEDBUSH SECURITIES INC43,891$1
Carnegie Lake Advisors LLC43,624$506
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC42,948$500
COMERICA BANK39,715$460
Aviance Capital Partners, LLC39,499$458
Strategic Advocates LLC38,847$451
COHEN & STEERS, INC.37,779$0
SRS Capital Advisors, Inc.37,477$434
STEPHENS INC /AR/36,668$425
OSAIC HOLDINGS, INC.35,488$411
Uncommon Cents Investing LLC33,385$387
Corient Private Wealth LLC30,841$357
Hennion & Walsh Asset Management, Inc.29,292$339
WealthTrust Axiom LLC22,198$257
Apollon Wealth Management, LLC19,629$227
STIFEL FINANCIAL CORP18,103$210
COMMONWEALTH EQUITY SERVICES, LLC17,708$205
HRT FINANCIAL LP16,788$0
SeaCrest Wealth Management, LLC16,378$191
Fortitude Advisory Group L.L.C.16,066$186
Cresset Asset Management, LLC15,938$185
Virtu Financial LLC15,894$0
RIK SAYLOR FINANCIAL, INC.15,625$181
CITADEL ADVISORS LLC14,703$170
Concurrent Investment Advisors, LLC14,029$163
Graves Light Lenhart Wealth, Inc.13,728$159
XTX Topco Ltd13,701$159
BlackRock, Inc.13,654$158
HighTower Advisors, LLC12,742$148
UHLMANN PRICE SECURITIES, LLC12,079$140
Herold Advisors, Inc.11,877$138
GILL CAPITAL PARTNERS, LLC11,310$131
Gator Capital Management, LLC11,102$129
OPPENHEIMER & CO INC10,964$127
B. Riley Wealth Advisors, Inc.10,576$123
Marex Group plc10,102$117
Anfield Capital Management, LLC7,911$92
Kestra Advisory Services, LLC7,579$88
AdvisorNet Financial, Inc6,455$75
Ronald Blue Trust, Inc.6,345$74
US BANCORP \DE\5,076$59
EverSource Wealth Advisors, LLC2,971$34
Atlantic Union Bankshares Corp2,407$28
BNP PARIBAS ARBITRAGE, SA2,198$25
Global Retirement Partners, LLC1,546$18
Sunbelt Securities, Inc.1,000$12
Global Wealth Strategies & Associates903$10
CoreCap Advisors, LLC775$9
Pinnacle Wealth Planning Services, Inc.763$9
CWM, LLC673$0
HIGHLINE WEALTH PARTNERS LLC500$6
JPMORGAN CHASE & CO230$3
WPG Advisers, LLC185$2
Steward Partners Investment Advisory, LLC162$2
Mountain Hill Investment Partners Corp.153$2
TSFG, LLC67$0
ASSETMARK, INC62$1
CITIGROUP INC1$0
Total (95 institutions)10,276,694$94,104