KKR INCOME OPPORTUNITIES FD

Institution	Shares	Value ($000)
Logan Stone Capital, LLC	168,195	$1,949
TrueMark Investments, LLC	45,255	$525
RIVERNORTH CAPITAL MANAGEMENT, LLC	91,534	$1,061
BALYASNY ASSET MANAGEMENT L.P.	303,000	$3,512
WOLVERINE ASSET MANAGEMENT LLC	70,942	$822
XTX Topco Ltd	13,701	$159
B. Riley Wealth Advisors, Inc.	10,576	$123
Marex Group plc	10,102	$117
CITADEL ADVISORS LLC	14,703	$170
BlackRock, Inc.	13,654	$158
Kestra Advisory Services, LLC	7,579	$88
Global Retirement Partners, LLC	1,546	$18
Pinnacle Wealth Planning Services, Inc.	763	$9
HRT FINANCIAL LP	16,788	$0

Increased Positions (32)

Shaker Financial Services, LLC

Value ($000) $3,571 (+385.8%) Shares 308,129 (+428.1%)

Rareview Capital LLC

Value ($000) $1,882 (+196.7%) Shares 149,809 (+196.7%)

Kovack Advisors, Inc.

Value ($000) $1,830 (+31.9%) Shares 157,883 (+43.4%)

LANDSCAPE CAPITAL MANAGEMENT, L.L.C.

Value ($000) $755 (+10.0%) Shares 65,131 (+19.6%)

GUGGENHEIM CAPITAL LLC

Value ($000) $8,760 (-3.2%) Shares 755,814 (+5.3%)

MORGAN STANLEY

Value ($000) $22,905 (+6.1%) Shares 1,976,253 (+15.4%)

Penserra Capital Management LLC

Value ($000) $14 (-1.2%) Shares 1,206,826 (+7.4%)

Baird Financial Group, Inc.

Value ($000) $1,046 (+71.7%) Shares 90,238 (+86.7%)

JANE STREET GROUP, LLC

Value ($000) $1,272 (+103.5%) Shares 109,782 (+121.2%)

UBS Group AG

Value ($000) $7,190 (-0.3%) Shares 620,374 (+8.4%)

WELLS FARGO & COMPANY/MN

Value ($000) $6,619 (-1.0%) Shares 571,104 (+7.6%)

Cetera Investment Advisers

Value ($000) $1,064 (+7.9%) Shares 91,840 (+17.3%)

Aviance Capital Partners, LLC

Value ($000) $458 (-4.0%) Shares 39,499 (+4.4%)

BANK OF AMERICA CORP /DE/

Value ($000) $3,647 (-4.3%) Shares 314,703 (+4.0%)

Ronald Blue Trust, Inc.

Value ($000) $74 (+9627.4%) Shares 6,345 (+10475.0%)

STEPHENS INC /AR/

Value ($000) $425 (+6.6%) Shares 36,668 (+15.9%)

J.W. COLE ADVISORS, INC.

Value ($000) $1,178 (-5.0%) Shares 101,635 (+3.2%)

UHLMANN PRICE SECURITIES, LLC

Value ($000) $140 (-5.2%) Shares 12,079 (+3.1%)

Apollon Wealth Management, LLC

Value ($000) $227 (+4.0%) Shares 19,629 (+13.1%)

RIK SAYLOR FINANCIAL, INC.

Value ($000) $181 (-7.0%) Shares 15,625 (+1.1%)

Institution	Prev Shares	Curr Shares	Change
Shaker Financial Services, LLC	58,344	308,129	+249,785 (+428.1%)
Rareview Capital LLC	50,500	149,809	+99,309 (+196.7%)
Kovack Advisors, Inc.	110,115	157,883	+47,768 (+43.4%)
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	54,439	65,131	+10,692 (+19.6%)
GUGGENHEIM CAPITAL LLC	717,954	755,814	+37,860 (+5.3%)
MORGAN STANLEY	1,712,582	1,976,253	+263,671 (+15.4%)
Penserra Capital Management LLC	1,124,139	1,206,826	+82,687 (+7.4%)
Baird Financial Group, Inc.	48,336	90,238	+41,902 (+86.7%)
JANE STREET GROUP, LLC	49,629	109,782	+60,153 (+121.2%)
UBS Group AG	572,119	620,374	+48,255 (+8.4%)
WELLS FARGO & COMPANY/MN	530,641	571,104	+40,463 (+7.6%)
Cetera Investment Advisers	78,273	91,840	+13,567 (+17.3%)
Aviance Capital Partners, LLC	37,839	39,499	+1,660 (+4.4%)
BANK OF AMERICA CORP /DE/	302,517	314,703	+12,186 (+4.0%)
Ronald Blue Trust, Inc.	60	6,345	+6,285 (+10475.0%)
STEPHENS INC /AR/	31,643	36,668	+5,025 (+15.9%)
J.W. COLE ADVISORS, INC.	98,448	101,635	+3,187 (+3.2%)
UHLMANN PRICE SECURITIES, LLC	11,715	12,079	+364 (+3.1%)
Apollon Wealth Management, LLC	17,355	19,629	+2,274 (+13.1%)
RIK SAYLOR FINANCIAL, INC.	15,457	15,625	+168 (+1.1%)

Decreased Positions (27)

SIT INVESTMENT ASSOCIATES INC

Value ($000) $3 (-75.2%) Shares 288,038 (-73.1%)

Virtus Investment Advisers, LLC

Value ($000) $654 (-29.4%) Shares 56,409 (-23.3%)

Joseph P. Lucia & Associates, LLC

Value ($000) $1,222 (-13.2%) Shares 105,417 (-5.6%)

Advisors Asset Management, Inc.

Value ($000) $737 (-66.8%) Shares 63,610 (-63.9%)

Strategic Advocates LLC

Value ($000) $451 (-22.7%) Shares 38,847 (-16.0%)

Carnegie Lake Advisors LLC

Value ($000) $506 (-16.3%) Shares 43,624 (-9.0%)

Karpus Management, Inc.

Value ($000) $2,033 (-20.1%) Shares 175,388 (-13.1%)

ROYAL BANK OF CANADA

Value ($000) $1,378 (-79.2%) Shares 118,909 (-77.4%)

Capital Investment Advisors, LLC

Value ($000) $1,658 (-13.8%) Shares 143,053 (-6.3%)

OSAIC HOLDINGS, INC.

Value ($000) $411 (-43.1%) Shares 35,488 (-38.5%)

LPL Financial LLC

Value ($000) $1,374 (-23.9%) Shares 118,572 (-17.3%)

STIFEL FINANCIAL CORP

Value ($000) $210 (-43.0%) Shares 18,103 (-38.0%)

Invesco Ltd.

Value ($000) $1,374 (-16.4%) Shares 118,549 (-9.1%)

Atlantic Union Bankshares Corp

Value ($000) $28 (-69.7%) Shares 2,407 (-67.1%)

RAYMOND JAMES FINANCIAL INC

Value ($000) $1,404 (-15.6%) Shares 121,099 (-8.2%)

WealthTrust Axiom LLC

Value ($000) $257 (-10.9%) Shares 22,198 (-3.1%)

StoneX Group Inc.

Value ($000) $850 (-10.4%) Shares 73,355 (-2.6%)

Gator Capital Management, LLC

Value ($000) $129 (-14.2%) Shares 11,102 (-6.7%)

SRS Capital Advisors, Inc.

Value ($000) $434 (-12.8%) Shares 37,477 (-5.2%)

GILL CAPITAL PARTNERS, LLC

Value ($000) $131 (-11.5%) Shares 11,310 (-3.8%)

Institution	Prev Shares	Curr Shares	Change
SIT INVESTMENT ASSOCIATES INC	1,069,302	288,038	-781,264 (-73.1%)
Virtus Investment Advisers, LLC	73,531	56,409	-17,122 (-23.3%)
Joseph P. Lucia & Associates, LLC	111,712	105,417	-6,295 (-5.6%)
Advisors Asset Management, Inc.	176,246	63,610	-112,636 (-63.9%)
Strategic Advocates LLC	46,242	38,847	-7,395 (-16.0%)
Carnegie Lake Advisors LLC	47,924	43,624	-4,300 (-9.0%)
Karpus Management, Inc.	201,920	175,388	-26,532 (-13.1%)
ROYAL BANK OF CANADA	527,002	118,909	-408,093 (-77.4%)
Capital Investment Advisors, LLC	152,702	143,053	-9,649 (-6.3%)
OSAIC HOLDINGS, INC.	57,692	35,488	-22,204 (-38.5%)
LPL Financial LLC	143,351	118,572	-24,779 (-17.3%)
STIFEL FINANCIAL CORP	29,204	18,103	-11,101 (-38.0%)
Invesco Ltd.	130,407	118,549	-11,858 (-9.1%)
Atlantic Union Bankshares Corp	7,310	2,407	-4,903 (-67.1%)
RAYMOND JAMES FINANCIAL INC	131,936	121,099	-10,837 (-8.2%)
WealthTrust Axiom LLC	22,914	22,198	-716 (-3.1%)
StoneX Group Inc.	75,299	73,355	-1,944 (-2.6%)
Gator Capital Management, LLC	11,902	11,102	-800 (-6.7%)
SRS Capital Advisors, Inc.	39,545	37,477	-2,068 (-5.2%)
GILL CAPITAL PARTNERS, LLC	11,752	11,310	-442 (-3.8%)

Exited Positions (13)

Vanguard Capital Wealth Advisors

Value ($000) $378 Shares 30,000

Atala Financial Inc

Value ($000) $293 Shares 23,270

Polar Asset Management Partners Inc.

Value ($000) $5,345 Shares 424,203

Plotkin Financial Advisors, LLC

Value ($000) $163 Shares 12,938

Verity Asset Management, Inc.

Value ($000) $194 Shares 15,436

1776 Wealth LLC

Value ($000) $150 Shares 11,944

Gilman Hill Asset Management, LLC

Value ($000) $167 Shares 13,235

PFG Investments, LLC

Value ($000) $207 Shares 16,401

DAVENPORT & Co LLC

Value ($000) $274 Shares 21,708

Future Financial Wealth Managment LLC

Value ($000) $9 Shares 750

Creative Planning

Value ($000) $153 Shares 12,155

Newbridge Financial Services Group, Inc.

Value ($000) $16 Shares 1,250

JONES FINANCIAL COMPANIES LLLP

Value ($000) $16 Shares 1,269

Institution	Prev Shares	Prev Value ($000)
Vanguard Capital Wealth Advisors	30,000	$378
Atala Financial Inc	23,270	$293
Polar Asset Management Partners Inc.	424,203	$5,345
Plotkin Financial Advisors, LLC	12,938	$163
Verity Asset Management, Inc.	15,436	$194
1776 Wealth LLC	11,944	$150
Gilman Hill Asset Management, LLC	13,235	$167
PFG Investments, LLC	16,401	$207
DAVENPORT & Co LLC	21,708	$274
Future Financial Wealth Managment LLC	750	$9
Creative Planning	12,155	$153
Newbridge Financial Services Group, Inc.	1,250	$16
JONES FINANCIAL COMPANIES LLLP	1,269	$16