LMP CAP & INCOME FD INC

CUSIP: 50208A102 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
SIT INVESTMENT ASSOCIATES INC2,837,709$42
RAYMOND JAMES FINANCIAL INC1,778,974$26,347
MORGAN STANLEY455,427$6,745
WELLS FARGO & COMPANY/MN264,820$3,922
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC202,691$3,075
WOLVERINE ASSET MANAGEMENT LLC191,235$2,832
Advisors Asset Management, Inc.187,328$2,774
Steward Partners Investment Advisory, LLC166,414$2,465
ABSOLUTE INVESTMENT ADVISERS, LLC164,557$2,490
Cornerstone Advisors, LLC100,773$1,492
Yakira Capital Management, Inc.91,222$1,351
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.83,889$1,242
Shaker Financial Services, LLC83,807$1,241
ROYAL BANK OF CANADA77,062$1,141
OSAIC HOLDINGS, INC.68,388$1,013
LPL Financial LLC67,172$995
Allspring Global Investments Holdings, LLC65,497$970
CHAPIN DAVIS, INC.61,816$915
Quarry LP58,359$864
AlphaStar Capital Management, LLC55,605$824
Logan Stone Capital, LLC50,132$742
UBS Group AG42,176$625
NewEdge Advisors, LLC42,007$622
Calamos Advisors LLC36,474$540
AMERIPRISE FINANCIAL INC34,856$516
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC30,826$457
BANK OF AMERICA CORP /DE/25,363$376
Invesco Ltd.25,348$375
COMMONWEALTH EQUITY SERVICES, LLC24,376$361
NWF Advisory Services Inc.24,288$360
PFG Advisors22,708$336
Private Advisor Group, LLC22,534$334
ENVESTNET ASSET MANAGEMENT INC21,655$321
Cetera Investment Advisers21,530$319
Cambridge Investment Research Advisors, Inc.21,134$0
XML Financial, LLC20,523$304
COMERICA BANK18,500$274
MERCER GLOBAL ADVISORS INC /ADV17,898$265
TRUIST FINANCIAL CORP13,984$207
World Investment Advisors13,588$201
Harbour Wealth Management Group, Inc.13,162$195
VISTA INVESTMENT PARTNERS II, LLC12,053$178
MGB Wealth Management, LLC11,999$178
Aurora Private Wealth, Inc.11,311$0
ASHTON THOMAS SECURITIES, LLC11,300$167
READYSTATE ASSET MANAGEMENT LP10,000$148
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC7,816$116
MAI Capital Management6,000$89
Kestra Advisory Services, LLC3,769$56
CoreCap Advisors, LLC1,200$18
Navalign, LLC1,105$16
Geneos Wealth Management Inc.800$12
Farther Finance Advisors, LLC650$10
Allworth Financial LP503$7
HIGHLINE WEALTH PARTNERS LLC250$4
Beaird Harris Wealth Management, LLC225$3
Ronald Blue Trust, Inc.210$3
FNY Investment Advisers, LLC100$0
JPMORGAN CHASE & CO45$1
Total (59 institutions)7,685,143$71,476