NEUBERGER BERMAN HIGH YIELD

CUSIP: 64128C106 Class: CEF

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (6)

GraniteShares Advisors LLC
Value ($000) $2,832 Shares 380,580
Shaker Financial Services, LLC
Value ($000) $402 Shares 54,000
Integrity Advisory Solutions, LLC
Value ($000) $81 Shares 10,920
Farther Finance Advisors, LLC
Value ($000) $6 Shares 743
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
Value ($000) $4 Shares 500
Allworth Financial LP
Value ($000) $3 Shares 400

Increased Positions (14)

MELFA WEALTH MANAGEMENT, LLC
Value ($000) $716 (+16.8%) Shares 96,287 (+17.7%)
Total Wealth Planning & Management, Inc.
Value ($000) $337 (+6.4%) Shares 45,321 (+8.4%)
GUGGENHEIM CAPITAL LLC
Value ($000) $4,225 (+36.9%) Shares 567,943 (+38.0%)
OSAIC HOLDINGS, INC.
Value ($000) $553 (+83.4%) Shares 74,294 (+86.2%)
Cetera Investment Advisers
Value ($000) $274 (+229.4%) Shares 36,883 (+232.1%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $409 (+65.4%) Shares 55,030 (+66.8%)
MRA Advisory Group
Value ($000) $134 (+3.8%) Shares 18,068 (+4.7%)
HARBOUR INVESTMENTS, INC.
Value ($000) $816 (+2.9%) Shares 109,642 (+3.7%)
UBS Group AG
Value ($000) $161 (+21.1%) Shares 21,617 (+22.1%)
Kestra Advisory Services, LLC
Value ($000) $139 (+17.1%) Shares 18,728 (+18.0%)
Bramshill Investments, LLC
Value ($000) $743 (+0.3%) Shares 99,808 (+1.1%)
MERCER GLOBAL ADVISORS INC /ADV
Value ($000) $99 (+23.4%) Shares 13,244 (+24.4%)
HighTower Advisors, LLC
Value ($000) $228 (+1.1%) Shares 30,600 (+1.9%)
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Value ($000) $106 (+3.6%) Shares 14,117 (+1.5%)

Decreased Positions (12)

J.W. COLE ADVISORS, INC.
Value ($000) $1,657 (-6.9%) Shares 222,776 (-6.2%)
AMERIPRISE FINANCIAL INC
Value ($000) $221 (-75.0%) Shares 29,674 (-74.8%)
Invesco Ltd.
Value ($000) $2,046 (-13.8%) Shares 274,962 (-13.1%)
LPL Financial LLC
Value ($000) $3,833 (-7.4%) Shares 515,233 (-6.6%)
Apollon Wealth Management, LLC
Value ($000) $336 (-10.1%) Shares 45,134 (-9.3%)
Capital Investment Advisors, LLC
Value ($000) $95 (-28.5%) Shares 12,732 (-27.9%)
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
Value ($000) $76 (-16.5%) Shares 10,207 (-15.8%)
Equitable Holdings, Inc.
Value ($000) $342 (-7.5%) Shares 46,000 (-6.8%)
NewEdge Advisors, LLC
Value ($000) $312 (-3.8%) Shares 41,994 (-3.0%)
JANE STREET GROUP, LLC
Value ($000) $315 (-3.0%) Shares 42,348 (-2.3%)
ROYAL BANK OF CANADA
Value ($000) $104 (-2.8%) Shares 14,012 (-2.2%)
CWM, LLC
Value ($000) $0 (-43.2%) Shares 2,860 (-42.0%)

Exited Positions (7)

PFG Investments, LLC
Value ($000) $120 Shares 16,000
CoreCap Advisors, LLC
Value ($000) $94 Shares 12,500
SUSQUEHANNA INTERNATIONAL GROUP, LLP
Value ($000) $100 Shares 13,353
Advisory Services Network, LLC
Value ($000) $8 Shares 1,000
JONES FINANCIAL COMPANIES LLLP
Value ($000) $3 Shares 354
BANK OF AMERICA CORP /DE/
Value ($000) $1 Shares 115
HRT FINANCIAL LP
Value ($000) $0 Shares 19,112