NORTHERN LTS FD TR IV

CUSIP: 66538H385 Class: STERLING CAPITAL

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

Exited Positions (13)

B.O.S.S. Retirement Advisors, LLC
Value ($000) $3,945 Shares 120,079
SRS Capital Advisors, Inc.
Value ($000) $4,114 Shares 122,869
United Advisor Group, LLC
Value ($000) $268 Shares 8,150
AE Wealth Management LLC
Value ($000) $2,504 Shares 76,200
D.A. DAVIDSON & CO.
Value ($000) $2,059 Shares 62,665
Sterling Capital Management LLC
Value ($000) $334 Shares 10,162
TRUIST FINANCIAL CORP
Value ($000) $1,623 Shares 49,403
ENVESTNET ASSET MANAGEMENT INC
Value ($000) $2,097 Shares 63,825
SUSQUEHANNA INTERNATIONAL GROUP, LLP
Value ($000) $701 Shares 21,349
DAVENPORT & Co LLC
Value ($000) $235 Shares 7,163
LPL Financial LLC
Value ($000) $215 Shares 6,550
Rockefeller Capital Management L.P.
Value ($000) $160 Shares 4,868
UBS Group AG
Value ($000) $33 Shares 992