CUSIP: 67072T108 Class: CEF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,772,908 | $21,712 |
| 1607 Capital Partners, LLC | 490,669 | $3,842 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 289,182 | $2,272 |
| Almitas Capital LLC | 117,948 | $924 |
| Quarry LP | 115,372 | $903 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 251,194 | $1,967 |
| TrueMark Investments, LLC | 47,308 | $370 |
| Keyes, Stange & Wooten Wealth Management, LLC | 17,321 | $136 |
| TWO SIGMA SECURITIES, LLC | 47,939 | $375 |
| M.E. ALLISON & CO., INC. | 10,788 | $84 |
| XTX Topco Ltd | 126,761 | $993 |
| Concorde Asset Management, LLC | 12,793 | $100 |
| CastleKnight Management LP | 87,400 | $684 |
| Pathstone Holdings, LLC | 279,508 | $2,189 |
| Savvy Advisors, Inc. | 42,703 | $334 |
| Pinnacle Wealth Planning Services, Inc. | 15,259 | $119 |
| StoneX Group Inc. | 29,181 | $228 |
| Greykasell Wealth Strategies, Inc. | 3,170 | $25 |
| Icon Wealth Advisors, LLC | 10,625 | $83 |
| M Holdings Securities, Inc. | 25,881 | $0 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Logan Stone Capital, LLC | 107,222 | 1,282,748 | +1,175,526 (+1096.3%) |
| ICON ADVISERS INC/CO | 568,183 | 1,697,471 | +1,129,288 (+198.8%) |
| Kanen Wealth Management LLC | 507,900 | 767,434 | +259,534 (+51.1%) |
| GraniteShares Advisors LLC | 340,224 | 345,204 | +4,980 (+1.5%) |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 255,523 | 364,140 | +108,617 (+42.5%) |
| Shaker Financial Services, LLC | 86,681 | 113,966 | +27,285 (+31.5%) |
| Robinson Capital Management, LLC | 60,480 | 73,895 | +13,415 (+22.2%) |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 238,778 | 252,524 | +13,746 (+5.8%) |
| Kovack Advisors, Inc. | 34,904 | 86,835 | +51,931 (+148.8%) |
| WOLVERINE ASSET MANAGEMENT LLC | 66,623 | 287,145 | +220,522 (+331.0%) |
| BALYASNY ASSET MANAGEMENT L.P. | 163,576 | 1,003,705 | +840,129 (+513.6%) |
| Marex Group plc | 21,500 | 209,907 | +188,407 (+876.3%) |
| Penserra Capital Management LLC | 2,290,996 | 2,524,701 | +233,705 (+10.2%) |
| Fortitude Advisory Group L.L.C. | 42,687 | 45,781 | +3,094 (+7.2%) |
| Aviance Capital Partners, LLC | 175,654 | 184,842 | +9,188 (+5.2%) |
| Advisors Asset Management, Inc. | 1,371,038 | 1,406,791 | +35,753 (+2.6%) |
| Global Retirement Partners, LLC | 2,045 | 47,402 | +45,357 (+2217.9%) |
| WELLS FARGO & COMPANY/MN | 626,076 | 1,616,253 | +990,177 (+158.2%) |
| WORLD EQUITY GROUP, INC. | 44,273 | 48,953 | +4,680 (+10.6%) |
| Virtu Financial LLC | 22,957 | 96,940 | +73,983 (+322.3%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| MARINER INVESTMENT GROUP LLC | 2,257,194 | 633,488 | -1,623,706 (-71.9%) |
| Congress Park Capital LLC | 2,758,932 | 2,184,758 | -574,174 (-20.8%) |
| Thomas J. Herzfeld Advisors, Inc. | 1,287,853 | 876,956 | -410,897 (-31.9%) |
| Cyndeo Wealth Partners, LLC | 1,740,970 | 1,530,270 | -210,700 (-12.1%) |
| SIT INVESTMENT ASSOCIATES INC | 5,325,387 | 4,577,665 | -747,722 (-14.0%) |
| Coastal Bridge Advisors, LLC | 534,769 | 453,828 | -80,941 (-15.1%) |
| Virtus Investment Advisers, LLC | 109,711 | 86,463 | -23,248 (-21.2%) |
| Ethos Financial Group, LLC | 691,945 | 646,392 | -45,553 (-6.6%) |
| Samalin Investment Counsel, LLC | 22,285 | 10,122 | -12,163 (-54.6%) |
| GILL CAPITAL PARTNERS, LLC | 78,487 | 69,953 | -8,534 (-10.9%) |
| RFG Advisory, LLC | 241,541 | 146,934 | -94,607 (-39.2%) |
| NWF Advisory Services Inc. | 45,064 | 28,949 | -16,115 (-35.8%) |
| Baird Financial Group, Inc. | 614,320 | 306,123 | -308,197 (-50.2%) |
| Blackhawk Capital Partners LLC. | 86,859 | 84,720 | -2,139 (-2.5%) |
| Collar Capital Management, LLC | 55,583 | 54,383 | -1,200 (-2.2%) |
| SHEETS SMITH WEALTH MANAGEMENT | 36,010 | 26,010 | -10,000 (-27.8%) |
| MORGAN STANLEY | 7,349,002 | 6,459,306 | -889,696 (-12.1%) |
| OPPENHEIMER & CO INC | 95,541 | 55,504 | -40,037 (-41.9%) |
| BANK OF AMERICA CORP /DE/ | 2,573,208 | 2,059,805 | -513,403 (-20.0%) |
| CALTON & ASSOCIATES, INC. | 41,260 | 35,460 | -5,800 (-14.1%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Andrew Hill Investment Advisors, Inc. | 112,988 | $924 |
| Bramshill Investments, LLC | 109,492 | $896 |
| Financial & Tax Architects, LLC | 33,719 | $276 |
| New England Private Wealth Advisors LLC | 53,631 | $439 |
| Platform Technology Partners | 14,051 | $115 |
| Ameritas Advisory Services, LLC | 16,614 | $136 |
| First Heartland Consultants, Inc. | 11,280 | $92 |
| Trilogy Capital Inc. | 14,967 | $122 |
| BANK OF MONTREAL /CAN/ | 191,695 | $1,568 |
| World Investment Advisors | 20,615 | $169 |
| GPS Wealth Strategies Group, LLC | 2,960 | $24 |
| MGO ONE SEVEN LLC | 11,595 | $95 |
| CARY STREET PARTNERS FINANCIAL LLC | 10,432 | $85 |
| Williams Jones Wealth Management, LLC. | 15,000 | $123 |
| PRINCIPAL SECURITIES, INC. | 7,399 | $61 |
| Kimelman & Baird, LLC | 1,823 | $15 |
| US BANCORP \DE\ | 2,000 | $16 |
| JONES FINANCIAL COMPANIES LLLP | 1,339 | $11 |
| Crews Bank & Trust | 676 | $6 |
| Ronald Blue Trust, Inc. | 540 | $4 |