NUVEEN PFD & INCOME OPPORTUN

CUSIP: 67073B106 Class: COM

Note: Option positions (PUT/CALL) are excluded.

New Positions (28)

Increased Positions (79)

FCA CORP /TX
Value ($000) $4,182 (+7.7%) Shares 515,677 (+8.9%)
Mission Hills Financial Advisory, LLC
Value ($000) $705 (+17.2%) Shares 86,884 (+18.5%)
Onyx Financial Advisors, LLC
Value ($000) $407 (+31.0%) Shares 50,149 (+32.5%)
MSH Capital Advisors LLC
Value ($000) $2,099 (+0.9%) Shares 258,815 (+2.0%)
Kingstone Capital Partners Texas, LLC
Value ($000) $211 (+26.3%) Shares 25,997 (+27.4%)
J.W. COLE ADVISORS, INC.
Value ($000) $1,692 (+73.5%) Shares 209,431 (+76.1%)
Fortitude Advisory Group L.L.C.
Value ($000) $249 (+18.9%) Shares 30,719 (+20.2%)
World Investment Advisors
Value ($000) $814 (+441.4%) Shares 100,323 (+447.4%)
Kestra Advisory Services, LLC
Value ($000) $5,329 (+55.1%) Shares 657,118 (+56.8%)
UMB Bank, n.a.
Value ($000) $1,288 (+116.7%) Shares 158,854 (+119.1%)
Kovack Advisors, Inc.
Value ($000) $277 (+184.9%) Shares 34,117 (+188.1%)
Global Retirement Partners, LLC
Value ($000) $427 (+4958.0%) Shares 52,594 (+5016.1%)
Sanctuary Advisors, LLC
Value ($000) $2,732 (+56.5%) Shares 336,817 (+53.7%)
Triumph Capital Management
Value ($000) $734 (+2.8%) Shares 90,506 (+4.0%)
Integrated Wealth Concepts LLC
Value ($000) $790 (+123.5%) Shares 97,432 (+126.0%)
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV
Value ($000) $513 (+2.1%) Shares 63,250 (+3.3%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $31,012 (+8.7%) Shares 3,823,922 (+9.9%)
Steward Partners Investment Advisory, LLC
Value ($000) $2,651 (+24.9%) Shares 326,921 (+26.3%)
KESTRA PRIVATE WEALTH SERVICES, LLC
Value ($000) $774 (+67.8%) Shares 95,424 (+69.6%)
Fiera Capital Corp
Value ($000) $2,813 (+24.0%) Shares 346,849 (+25.4%)

Decreased Positions (80)

Thoma Capital Management LLC
Value ($000) $1,253 (-64.8%) Shares 154,498 (-64.4%)
Smith Asset Management Co., LLC
Value ($000) $7,510 (-3.0%) Shares 926,024 (-1.9%)
Gridiron Partners, LLC
Value ($000) $430 (-1.1%) Shares 52,969 (-96.8%)
Cottage Street Advisors LLC
Value ($000) $404 (-31.5%) Shares 49,782 (-30.8%)
CAMPBELL CAPITAL MANAGEMENT INC
Value ($000) $2,824 (-2.3%) Shares 348,264 (-1.2%)
Hennion & Walsh Asset Management, Inc.
Value ($000) $3,032 (-27.7%) Shares 373,908 (-26.9%)
Advisors Asset Management, Inc.
Value ($000) $6,635 (-20.6%) Shares 818,097 (-19.7%)
AMERIFLEX GROUP, INC.
Value ($000) $73 (-50.5%) Shares 9,016 (-50.0%)
IBEX WEALTH ADVISORS
Value ($000) $2,375 (-8.4%) Shares 292,799 (-7.4%)
Cornerstone Advisory, LLC
Value ($000) $851 (-21.6%) Shares 104,883 (-20.7%)
E&G Advisors, LP
Value ($000) $1,282 (-6.4%) Shares 158,245 (-5.4%)
COMMONWEALTH EQUITY SERVICES, LLC
Value ($000) $10,021 (+65117.0%) Shares 1,235,664 (-34.1%)
Coastal Investment Advisors, Inc.
Value ($000) $127 (-28.2%) Shares 15,668 (-27.4%)
MGO ONE SEVEN LLC
Value ($000) $7,801 (-4.7%) Shares 961,953 (-3.7%)
TRUIST FINANCIAL CORP
Value ($000) $6,390 (-24.2%) Shares 787,910 (-23.4%)
Shulman DeMeo Asset Management LLC
Value ($000) $692 (-5.2%) Shares 85,354 (-4.2%)
Ameritas Advisory Services, LLC
Value ($000) $342 (-27.8%) Shares 42,211 (-27.0%)
MKT Advisors LLC
Value ($000) $109 (-20.3%) Shares 13,388 (-19.1%)
LEIGH BALDWIN & CO., LLC
Value ($000) $84 (-17.6%) Shares 10,380 (-16.5%)
Samalin Investment Counsel, LLC
Value ($000) $965 (-2.3%) Shares 118,931 (-1.2%)

Exited Positions (20)