NUVEEN DOW 30 DYNMC OVERWRT

CUSIP: 67075F105 Class: Closed End

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MORGAN STANLEY1,714,813$26,168
Saba Capital Management, L.P.1,599,746$24,412
BANK OF AMERICA CORP /DE/1,123,777$17,149
RAYMOND JAMES FINANCIAL INC729,615$11,134
WELLS FARGO & COMPANY/MN636,472$9,713
Allspring Global Investments Holdings, LLC603,228$9,205
Invesco Ltd.554,865$8,467
GUGGENHEIM CAPITAL LLC472,794$7,215
UBS Group AG403,874$6,163
Capital Investment Advisors, LLC353,064$5,388
WOLVERINE ASSET MANAGEMENT LLC249,306$3,804
AQR Arbitrage LLC204,492$3,121
LPL Financial LLC202,293$3,087
Shaker Financial Services, LLC199,214$3,040
Cornerstone Advisors, LLC185,466$2,830
Thomas J. Herzfeld Advisors, Inc.183,190$2,795
MML INVESTORS SERVICES, LLC135,848$2,073
1607 Capital Partners, LLC118,061$1,802
Almitas Capital LLC114,201$1,743
RIVERNORTH CAPITAL MANAGEMENT, LLC112,137$1,711
ABSOLUTE INVESTMENT ADVISERS, LLC98,482$1,536
OSAIC HOLDINGS, INC.96,637$1,475
ROYAL BANK OF CANADA92,820$1,416
ENVESTNET ASSET MANAGEMENT INC91,615$1,398
NBC SECURITIES, INC.90,166$1,376
AMERIPRISE FINANCIAL INC89,655$1,368
Cetera Investment Advisers87,563$1,336
PARK AVENUE SECURITIES LLC85,101$1
Ionic Capital Management LLC72,133$1,101
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC70,871$1,081
&PARTNERS69,614$1,062
Integrated Wealth Concepts LLC65,778$1,004
Private Advisor Group, LLC65,298$996
Altium Capital Management LP60,998$931
Shulman DeMeo Asset Management LLC59,250$904
Advisors Asset Management, Inc.58,383$891
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC57,026$870
NewEdge Advisors, LLC54,578$833
Janney Montgomery Scott LLC47,597$1
D.A. DAVIDSON & CO.39,943$610
Dynamic Advisor Solutions LLC38,250$584
PMG Family Office LLC37,842$577
Formidable Asset Management, LLC37,371$556
Stolper Co36,490$1
CHOREO, LLC36,354$565
STIFEL FINANCIAL CORP35,361$540
COMMONWEALTH EQUITY SERVICES, LLC34,894$532
Closed-End Fund Advisors, Inc.34,829$531
SCHNIEDERS CAPITAL MANAGEMENT, LLC.31,850$486
Cambridge Investment Research Advisors, Inc.31,540$0
NATIONS FINANCIAL GROUP INC, /IA/ /ADV30,249$462
Institute for Wealth Management, LLC.28,143$429
Calamos Advisors LLC25,709$392
WEDBUSH SECURITIES INC25,255$0
Diversify Advisory Services, LLC24,566$380
Leo Wealth, LLC23,000$351
SAGESPRING WEALTH PARTNERS, LLC22,923$350
Yakira Capital Management, Inc.22,654$346
Lido Advisors, LLC18,825$286
Quantedge Capital Pte Ltd18,800$287
INTEGRATED CAPITAL MANAGEMENT, INC.18,177$277
Summit Financial, LLC17,215$263
Morey & Quinn Wealth Partners, LLC16,676$254
B. Riley Wealth Advisors, Inc.15,961$244
Quarry LP15,894$243
Rockefeller Capital Management L.P.15,556$237
PINNACLE ASSOCIATES LTD15,516$237
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO15,080$230
HighTower Advisors, LLC15,053$230
Kapstone Financial Advisors LLC14,535$222
UHLMANN PRICE SECURITIES, LLC14,336$219
Kingsview Wealth Management, LLC13,734$210
Mariner, LLC13,603$208
Allworth Financial LP13,432$205
ACCREDITED INVESTOR SERVICES, LLC13,132$200
Kestra Advisory Services, LLC12,465$190
TrueMark Investments, LLC12,137$185
PKS Advisory Services, LLC11,894$182
Waverly Advisors, LLC11,613$177
Merit Financial Group, LLC11,582$177
Baird Financial Group, Inc.10,930$167
VISTA INVESTMENT PARTNERS II, LLC10,800$165
World Investment Advisors10,500$160
HARBOUR INVESTMENTS, INC.8,310$127
Global Retirement Partners, LLC8,202$125
Wealth Preservation Advisors, LLC8,190$125
PFS Partners, LLC7,863$120
Ronald Blue Trust, Inc.7,000$107
Larson Financial Group LLC6,000$92
EASTERN BANK5,038$77
COMERICA BANK4,387$67
Pinnacle Wealth Planning Services, Inc.3,584$55
TD PRIVATE CLIENT WEALTH LLC3,540$54
Farther Finance Advisors, LLC3,278$50
PRIVATE TRUST CO NA3,200$49
Marshall & Sterling Wealth Advisors Inc.2,837$43
United Community Bank2,550$39
CENTRAL TRUST Co2,000$31
Sunbelt Securities, Inc.2,000$31
SOA Wealth Advisors, LLC.1,283$20
21 other institutions11,286$159
Total (121 institutions)12,355,238$185,116