CUSIP: 67075F105 Class: Closed End
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Altium Capital Management LP | 60,998 | $931 |
| Almitas Capital LLC | 114,201 | $1,743 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 98,482 | $1,536 |
| Yakira Capital Management, Inc. | 22,654 | $346 |
| Quarry LP | 15,894 | $243 |
| TrueMark Investments, LLC | 12,137 | $185 |
| Pinnacle Wealth Planning Services, Inc. | 3,584 | $55 |
| HARBOUR INVESTMENTS, INC. | 8,310 | $127 |
| Global Retirement Partners, LLC | 8,202 | $125 |
| Global Wealth Strategies & Associates | 1,245 | $19 |
| Ronald Blue Trust, Inc. | 7,000 | $107 |
| Baird Financial Group, Inc. | 10,930 | $167 |
| ASSETMARK, INC | 944 | $14 |
| SRS Capital Advisors, Inc. | 600 | $9 |
| JONES FINANCIAL COMPANIES LLLP | 180 | $3 |
| FIFTH THIRD BANCORP | 172 | $3 |
| FLAGSHIP HARBOR ADVISORS, LLC | 60 | $1 |
| SageView Advisory Group, LLC | 4 | $0 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Saba Capital Management, L.P. | 1,034,426 | 1,599,746 | +565,320 (+54.7%) |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 37,293 | 57,026 | +19,733 (+52.9%) |
| Thomas J. Herzfeld Advisors, Inc. | 180,969 | 183,190 | +2,221 (+1.2%) |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 59,286 | 70,871 | +11,585 (+19.5%) |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 16,572 | 18,177 | +1,605 (+9.7%) |
| NBC SECURITIES, INC. | 85,323 | 90,166 | +4,843 (+5.7%) |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 105,941 | 112,137 | +6,196 (+5.8%) |
| Allspring Global Investments Holdings, LLC | 527,485 | 603,228 | +75,743 (+14.4%) |
| UHLMANN PRICE SECURITIES, LLC | 13,781 | 14,336 | +555 (+4.0%) |
| &PARTNERS | 55,948 | 69,614 | +13,666 (+24.4%) |
| Cetera Investment Advisers | 63,531 | 87,563 | +24,032 (+37.8%) |
| WELLS FARGO & COMPANY/MN | 616,580 | 636,472 | +19,892 (+3.2%) |
| BANK OF AMERICA CORP /DE/ | 1,106,449 | 1,123,777 | +17,328 (+1.6%) |
| Kapstone Financial Advisors LLC | 14,065 | 14,535 | +470 (+3.3%) |
| MML INVESTORS SERVICES, LLC | 126,346 | 135,848 | +9,502 (+7.5%) |
| Calamos Advisors LLC | 19,454 | 25,709 | +6,255 (+32.2%) |
| WOLVERINE ASSET MANAGEMENT LLC | 246,737 | 249,306 | +2,569 (+1.0%) |
| NewEdge Advisors, LLC | 51,588 | 54,578 | +2,990 (+5.8%) |
| OSAIC HOLDINGS, INC. | 93,509 | 96,637 | +3,128 (+3.3%) |
| PFS Partners, LLC | 7,557 | 7,863 | +306 (+4.0%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Shaker Financial Services, LLC | 324,768 | 199,214 | -125,554 (-38.7%) |
| PMG Family Office LLC | 45,833 | 37,842 | -7,991 (-17.4%) |
| Cornerstone Advisors, LLC | 373,933 | 185,466 | -188,467 (-50.4%) |
| 1607 Capital Partners, LLC | 151,311 | 118,061 | -33,250 (-22.0%) |
| AQR Arbitrage LLC | 274,485 | 204,492 | -69,993 (-25.5%) |
| GUGGENHEIM CAPITAL LLC | 530,137 | 472,794 | -57,343 (-10.8%) |
| ACCREDITED INVESTOR SERVICES, LLC | 14,354 | 13,132 | -1,222 (-8.5%) |
| Formidable Asset Management, LLC | 41,303 | 37,371 | -3,932 (-9.5%) |
| MORGAN STANLEY | 1,809,422 | 1,714,813 | -94,609 (-5.2%) |
| Capital Investment Advisors, LLC | 361,745 | 353,064 | -8,681 (-2.4%) |
| Shulman DeMeo Asset Management LLC | 59,944 | 59,250 | -694 (-1.2%) |
| Advisors Asset Management, Inc. | 65,448 | 58,383 | -7,065 (-10.8%) |
| Invesco Ltd. | 581,790 | 554,865 | -26,925 (-4.6%) |
| UBS Group AG | 428,921 | 403,874 | -25,047 (-5.8%) |
| STIFEL FINANCIAL CORP | 47,102 | 35,361 | -11,741 (-24.9%) |
| PRIVATE TRUST CO NA | 5,200 | 3,200 | -2,000 (-38.5%) |
| AMERIPRISE FINANCIAL INC | 101,102 | 89,655 | -11,447 (-11.3%) |
| LPL Financial LLC | 213,080 | 202,293 | -10,787 (-5.1%) |
| Summit Financial, LLC | 20,408 | 17,215 | -3,193 (-15.6%) |
| Private Advisor Group, LLC | 69,050 | 65,298 | -3,752 (-5.4%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| RPO LLC | 39,270 | $585 |
| KERR FINANCIAL PLANNING Corp | 2,419 | $36 |
| HUB Investment Partners, LLC | 12,096 | $180 |
| Advisory Services Network, LLC | 2,797 | $42 |
| FNY Investment Advisers, LLC | 2,800 | $0 |
| Ameritas Advisory Services, LLC | 805 | $12 |
| Newbridge Financial Services Group, Inc. | 500 | $7 |