NUVEEN CORE PLUS IMPACT FUND

CUSIP: 67080D103 Class: CEF

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MORGAN STANLEY2,761,229$28,109
Penserra Capital Management LLC849,069$9
GUGGENHEIM CAPITAL LLC514,471$5,237
CAPTRUST FINANCIAL ADVISORS496,803$5,057
WELLS FARGO & COMPANY/MN353,901$3,603
Shaker Financial Services, LLC284,862$2,900
STIFEL FINANCIAL CORP236,172$2,404
SIT INVESTMENT ASSOCIATES INC206,501$2
Almitas Capital LLC204,356$2,080
BANK OF AMERICA CORP /DE/175,432$1,786
READYSTATE ASSET MANAGEMENT LP144,619$1,472
FLAGSHIP HARBOR ADVISORS, LLC125,787$1,281
Invesco Ltd.124,455$1,267
WOLVERINE ASSET MANAGEMENT LLC113,768$1,158
ROYAL BANK OF CANADA82,972$845
OSAIC HOLDINGS, INC.77,467$789
LPL Financial LLC75,800$772
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors60,393$615
Cambridge Investment Research Advisors, Inc.53,361$1
SeaCrest Wealth Management, LLC42,328$432
EVOLVE PRIVATE WEALTH, LLC39,747$405
JANE STREET GROUP, LLC37,693$384
PFG Investments, LLC36,863$375
XTX Topco Ltd29,690$302
UBS Group AG27,518$280
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.27,211$277
Private Advisor Group, LLC23,473$239
RAYMOND JAMES FINANCIAL INC21,491$219
Closed-End Fund Advisors, Inc.20,638$210
AlphaCore Capital LLC20,605$210
Virtu Financial LLC16,397$0
UHLMANN PRICE SECURITIES, LLC15,144$154
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC13,438$137
Marex Group plc12,200$124
MERCER GLOBAL ADVISORS INC /ADV10,759$110
Onyx Bridge Wealth Group LLC10,267$105
&PARTNERS10,068$102
CoreCap Advisors, LLC9,282$94
US BANCORP \DE\9,132$93
Global Retirement Partners, LLC9,086$92
COMERICA BANK6,616$67
Larson Financial Group LLC3,720$38
Pinnacle Wealth Planning Services, Inc.3,556$36
WPG Advisers, LLC1,793$18
HIGHLINE WEALTH PARTNERS LLC1,000$10
CWM, LLC448$0
ASSETMARK, INC58$1
Total (47 institutions)7,401,639$63,901