NUVEEN CORE PLUS IMPACT FUND

CUSIP: 67080D103 Class: CEF

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (9)

Almitas Capital LLC
Value ($000) $2,080 Shares 204,356
READYSTATE ASSET MANAGEMENT LP
Value ($000) $1,472 Shares 144,619
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
Value ($000) $277 Shares 27,211
WOLVERINE ASSET MANAGEMENT LLC
Value ($000) $1,158 Shares 113,768
XTX Topco Ltd
Value ($000) $302 Shares 29,690
Pinnacle Wealth Planning Services, Inc.
Value ($000) $36 Shares 3,556
Global Retirement Partners, LLC
Value ($000) $92 Shares 9,086
Marex Group plc
Value ($000) $124 Shares 12,200
Virtu Financial LLC
Value ($000) $0 Shares 16,397

Increased Positions (15)

Shaker Financial Services, LLC
Value ($000) $2,900 (+81.8%) Shares 284,862 (+98.6%)
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors
Value ($000) $615 (+209.3%) Shares 60,393 (+234.5%)
FLAGSHIP HARBOR ADVISORS, LLC
Value ($000) $1,281 (+1.5%) Shares 125,787 (+9.8%)
PFG Investments, LLC
Value ($000) $375 (+7.6%) Shares 36,863 (+16.3%)
STIFEL FINANCIAL CORP
Value ($000) $2,404 (+3.0%) Shares 236,172 (+11.4%)
UHLMANN PRICE SECURITIES, LLC
Value ($000) $154 (-3.8%) Shares 15,144 (+4.0%)
Penserra Capital Management LLC
Value ($000) $9 (-0.7%) Shares 849,069 (+7.4%)
LPL Financial LLC
Value ($000) $772 (+8.5%) Shares 75,800 (+17.4%)
Private Advisor Group, LLC
Value ($000) $239 (+18.6%) Shares 23,473 (+28.2%)
OSAIC HOLDINGS, INC.
Value ($000) $789 (-5.6%) Shares 77,467 (+1.6%)
SIT INVESTMENT ASSOCIATES INC
Value ($000) $2 (+5.2%) Shares 206,501 (+13.8%)
CoreCap Advisors, LLC
Value ($000) $94 (-4.6%) Shares 9,282 (+3.1%)
Larson Financial Group LLC
Value ($000) $38 (-0.8%) Shares 3,720 (+7.2%)
Cambridge Investment Research Advisors, Inc.
Value ($000) $1 (-2.9%) Shares 53,361 (+5.1%)
CWM, LLC
Value ($000) $0 (0.0%) Shares 448 (+6.2%)

Decreased Positions (13)

AlphaCore Capital LLC
Value ($000) $210 (-57.8%) Shares 20,605 (-54.0%)
GUGGENHEIM CAPITAL LLC
Value ($000) $5,237 (-17.0%) Shares 514,471 (-10.2%)
MORGAN STANLEY
Value ($000) $28,109 (-11.3%) Shares 2,761,229 (-4.1%)
WELLS FARGO & COMPANY/MN
Value ($000) $3,603 (-20.0%) Shares 353,901 (-13.5%)
Invesco Ltd.
Value ($000) $1,267 (-34.3%) Shares 124,455 (-28.9%)
BANK OF AMERICA CORP /DE/
Value ($000) $1,786 (-20.2%) Shares 175,432 (-13.7%)
SeaCrest Wealth Management, LLC
Value ($000) $432 (-10.6%) Shares 42,328 (-4.7%)
UBS Group AG
Value ($000) $280 (-38.4%) Shares 27,518 (-33.3%)
ROYAL BANK OF CANADA
Value ($000) $845 (-15.2%) Shares 82,972 (-8.3%)
COMERICA BANK
Value ($000) $67 (-25.5%) Shares 6,616 (-19.5%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $219 (-12.0%) Shares 21,491 (-4.8%)
WPG Advisers, LLC
Value ($000) $18 (-17.5%) Shares 1,793 (-10.8%)
JANE STREET GROUP, LLC
Value ($000) $384 (-9.5%) Shares 37,693 (-2.1%)

Exited Positions (6)

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC
Value ($000) $799 Shares 72,606
PETRA FINANCIAL ADVISORS INC
Value ($000) $114 Shares 10,365
BALYASNY ASSET MANAGEMENT L.P.
Value ($000) $227 Shares 20,656
FIFTH THIRD BANCORP
Value ($000) $52 Shares 4,745
Newbridge Financial Services Group, Inc.
Value ($000) $11 Shares 1,000
FNY Investment Advisers, LLC
Value ($000) $0 Shares 600