NUVEEN VRIABL RAT PFD & INM

CUSIP: 67080R102 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
SIT INVESTMENT ASSOCIATES INC2,689,668$51
MORGAN STANLEY1,978,914$37,659
ROYAL BANK OF CANADA637,001$12,122
UBS Group AG395,681$7,530
Penserra Capital Management LLC367,533$7
WELLS FARGO & COMPANY/MN346,813$6,600
Advisors Asset Management, Inc.276,932$5,270
Invesco Ltd.273,556$5,206
COHEN & STEERS, INC.205,000$4
STIFEL FINANCIAL CORP189,634$3,609
FIRST TRUST ADVISORS LP109,628$2,086
Closed-End Fund Advisors, Inc.78,578$1,495
EVOLVE PRIVATE WEALTH, LLC68,705$1,307
COMMONWEALTH EQUITY SERVICES, LLC62,255$1,185
Rareview Capital LLC53,778$1,037
ENVESTNET ASSET MANAGEMENT INC47,360$901
Cetera Investment Advisers45,278$862
WEDBUSH SECURITIES INC29,379$1
Janney Montgomery Scott LLC26,560$1
Concorde Asset Management, LLC26,100$497
JANE STREET GROUP, LLC24,599$468
Catalina Capital Group, LLC23,579$449
Seed Wealth Management, Inc.21,550$410
SMITH CHAS P & ASSOCIATES PA CPAS21,000$400
UHLMANN PRICE SECURITIES, LLC19,553$372
Global Retirement Partners, LLC17,478$333
&PARTNERS16,081$306
LPL Financial LLC15,606$297
Lido Advisors, LLC15,109$304
Sage Capital Management, LLC13,500$257
CHOREO, LLC12,537$242
ACCREDITED INVESTOR SERVICES, LLC12,409$236
Virtu Financial LLC12,167$0
Carnegie Capital Asset Management, LLC12,000$228
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC11,767$224
Summit Financial, LLC11,232$214
Merit Financial Group, LLC10,535$200
Ritter Daniher Financial Advisory LLC / DE9,347$178
OSAIC HOLDINGS, INC.6,036$115
WOLVERINE ASSET MANAGEMENT LLC3,060$58
Pinnacle Wealth Planning Services, Inc.2,911$55
CoreCap Advisors, LLC2,539$48
COMERICA BANK1,737$33
WPG Advisers, LLC1,179$22
US BANCORP \DE\947$18
Rockefeller Capital Management L.P.821$16
BANK OF AMERICA CORP /DE/342$7
ASSETMARK, INC44$1
Total (48 institutions)8,208,018$92,919