NUVEEN VRIABL RAT PFD & INM

CUSIP: 67080R102 Class: COM

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (6)

Ritter Daniher Financial Advisory LLC / DE
Value ($000) $178 Shares 9,347
Global Retirement Partners, LLC
Value ($000) $333 Shares 17,478
Pinnacle Wealth Planning Services, Inc.
Value ($000) $55 Shares 2,911
JANE STREET GROUP, LLC
Value ($000) $468 Shares 24,599
WOLVERINE ASSET MANAGEMENT LLC
Value ($000) $58 Shares 3,060
Virtu Financial LLC
Value ($000) $0 Shares 12,167

Increased Positions (10)

Rareview Capital LLC
Value ($000) $1,037 (+9.6%) Shares 53,778 (+9.6%)
Advisors Asset Management, Inc.
Value ($000) $5,270 (+54.6%) Shares 276,932 (+62.2%)
ROYAL BANK OF CANADA
Value ($000) $12,122 (+5.8%) Shares 637,001 (+11.0%)
Concorde Asset Management, LLC
Value ($000) $497 (-3.3%) Shares 26,100 (+1.2%)
STIFEL FINANCIAL CORP
Value ($000) $3,609 (-0.6%) Shares 189,634 (+4.3%)
Cetera Investment Advisers
Value ($000) $862 (+12.1%) Shares 45,278 (+17.6%)
Penserra Capital Management LLC
Value ($000) $7 (+5.1%) Shares 367,533 (+10.2%)
FIRST TRUST ADVISORS LP
Value ($000) $2,086 (-1.7%) Shares 109,628 (+3.1%)
COMMONWEALTH EQUITY SERVICES, LLC
Value ($000) $1,185 (+98708.2%) Shares 62,255 (+3.6%)
Janney Montgomery Scott LLC
Value ($000) $1 (+1.4%) Shares 26,560 (+6.4%)

Decreased Positions (16)

SIT INVESTMENT ASSOCIATES INC
Value ($000) $51 (-6.9%) Shares 2,689,668 (-2.3%)
Seed Wealth Management, Inc.
Value ($000) $410 (-8.9%) Shares 21,550 (-4.4%)
CHOREO, LLC
Value ($000) $242 (-63.0%) Shares 12,537 (-61.5%)
ENVESTNET ASSET MANAGEMENT INC
Value ($000) $901 (-75.6%) Shares 47,360 (-74.4%)
WELLS FARGO & COMPANY/MN
Value ($000) $6,600 (-32.2%) Shares 346,813 (-28.9%)
ACCREDITED INVESTOR SERVICES, LLC
Value ($000) $236 (-8.1%) Shares 12,409 (-3.6%)
UBS Group AG
Value ($000) $7,530 (-16.7%) Shares 395,681 (-12.6%)
Invesco Ltd.
Value ($000) $5,206 (-14.5%) Shares 273,556 (-10.4%)
Summit Financial, LLC
Value ($000) $214 (-21.1%) Shares 11,232 (-17.3%)
OSAIC HOLDINGS, INC.
Value ($000) $115 (-33.2%) Shares 6,036 (-30.9%)
&PARTNERS
Value ($000) $306 (-10.4%) Shares 16,081 (-6.0%)
COMERICA BANK
Value ($000) $33 (-35.5%) Shares 1,737 (-32.3%)
Rockefeller Capital Management L.P.
Value ($000) $16 (-36.2%) Shares 821 (-33.0%)
Merit Financial Group, LLC
Value ($000) $200 (-6.8%) Shares 10,535 (-2.2%)
LPL Financial LLC
Value ($000) $297 (-6.0%) Shares 15,606 (-1.4%)
WEDBUSH SECURITIES INC
Value ($000) $1 (-5.9%) Shares 29,379 (-1.3%)

Exited Positions (5)

Thomas J. Herzfeld Advisors, Inc.
Value ($000) $5,216 Shares 261,335
Bramshill Investments, LLC
Value ($000) $768 Shares 38,484
Advisory Services Network, LLC
Value ($000) $124 Shares 6,216
Newbridge Financial Services Group, Inc.
Value ($000) $20 Shares 1,000
FNY Investment Advisers, LLC
Value ($000) $0 Shares 700