NUSHARES ETF TR

Ticker: NUMV CUSIP: 67092P508 Class: NUVEEN ESG MIDVL

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MORGAN STANLEY1,468,247$57,408
Abacus Wealth Partners, LLC988,370$38,653
TIAA TRUST, NATIONAL ASSOCIATION938,467$36,694
LPL Financial LLC589,741$23,059
Bank of New York Mellon Corp573,559$22,426
RAYMOND JAMES FINANCIAL INC538,302$21,048
ROYAL BANK OF CANADA537,508$21,017
BANK OF AMERICA CORP /DE/291,578$11,401
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management271,862$10,630
UBS Group AG262,616$10,268
COMMONWEALTH EQUITY SERVICES, LLC165,771$6,482
WELLS FARGO & COMPANY/MN160,646$6,281
Beacon Pointe Advisors, LLC157,154$6,145
JONES FINANCIAL COMPANIES LLLP135,803$5,310
ENVESTNET ASSET MANAGEMENT INC120,766$4,722
Creative Planning100,641$3,935
Rockefeller Capital Management L.P.99,946$3,908
Fiduciary Trust Co81,670$3,193
&PARTNERS60,120$2,351
Invera Wealth Advisors, LLC59,513$2,327
WCG Wealth Advisors LLC56,111$2,194
CANANDAIGUA NATIONAL BANK & TRUST CO47,083$1,841
Cetera Investment Advisers40,793$1,595
JPMORGAN CHASE & CO38,367$1,500
Opes Wealth Management LLC38,245$1,495
Mariner, LLC37,939$1,483
SUSQUEHANNA INTERNATIONAL GROUP, LLP32,936$1,288
REGATTA CAPITAL GROUP, LLC31,769$1,242
PNC Financial Services Group, Inc.30,623$1,197
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO29,883$1,168
Revolve Wealth Partners, LLC28,979$1,133
Cresset Asset Management, LLC28,570$1,117
rebel Financial LLC28,401$1,110
Heritage Wealth Advisors25,919$1,013
RTD Financial Advisors, Inc.21,889$856
WealthShield Partners, LLC21,582$844
OSAIC HOLDINGS, INC.20,527$803
MML INVESTORS SERVICES, LLC20,390$797
NewEdge Advisors, LLC19,395$758
Addison Advisors LLC19,359$757
Parkside Financial Bank & Trust19,180$750
Carson Advisory Inc.18,970$742
Fingerlakes Wealth Management, Inc.18,967$742
NATIXIS ADVISORS, L.P.18,017$1
COLDSTREAM CAPITAL MANAGEMENT INC18,007$704
VICUS CAPITAL17,743$694
STIFEL FINANCIAL CORP17,545$686
RVW Wealth, LLC17,182$672
CENTRAL TRUST Co16,903$661
SageView Advisory Group, LLC16,000$626
Neumann Capital Management, LLC15,930$623
Parallel Advisors, LLC14,136$553
COMMERCE BANK12,937$506
Corient Private Wealth LLC12,918$505
AMERIPRISE FINANCIAL INC12,592$492
Cambridge Investment Research Advisors, Inc.12,030$0
RMG Wealth Management LLC11,818$257
Fifth Third Wealth Advisors LLC11,510$450
Private Advisor Group, LLC11,503$450
Fundamentum, LLC11,450$448
Lido Advisors, LLC11,420$442
Betterment LLC11,172$0
Dynamic Advisor Solutions LLC11,023$431
Trust Co10,788$422
Simmons Bank10,680$418
Private Wealth Management Group, LLC10,496$410
Cornerstone Financial Management LLC10,278$402
WHITTIER TRUST CO9,806$395
CWM, LLC9,322$0
EVERGREEN CAPITAL MANAGEMENT LLC9,266$362
Falcon Wealth Planning9,029$353
Bragg Financial Advisors, Inc8,611$337
CX Institutional8,561$0
Evergreen Private Wealth LLC8,407$329
Focus Partners Wealth8,306$325
Thrivent Financial for Lutherans8,268$0
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC8,132$328
FIRST MANHATTAN CO. LLC.7,900$309
Investor's Fiduciary Advisor Network, LLC7,753$0
ASSETMARK, INC7,426$290
Joel Adams & Associates, Inc.7,357$288
ABOUND FINANCIAL, LLC7,064$276
McAdam, LLC6,891$269
VestGen Advisors, LLC6,774$265
SIGNET FINANCIAL MANAGEMENT, LLC6,280$246
Ipsen Advisor Group LLC6,271$245
Wealthcare Advisory Partners LLC5,860$229
Institute for Wealth Management, LLC.5,803$227
STAGE HARBOR FINANCIAL, LLC5,755$225
Farther Finance Advisors, LLC5,576$218
FLAGSHIP HARBOR ADVISORS, LLC5,463$214
HighTower Advisors, LLC5,342$209
VERUS CAPITAL PARTNERS, LLC5,275$206
Steward Partners Investment Advisory, LLC2,572$101
UMB Bank, n.a.2,183$85
HARBOUR INVESTMENTS, INC.1,913$75
BLUELINE ADVISORS LLC1,857$73
Greykasell Wealth Strategies, Inc.1,834$72
COMERICA BANK1,357$53
Ameritas Investment Partners, Inc.1,175$46
27 other institutions9,463$370
Total (127 institutions)8,815,087$341,556