Ticker: NUMV CUSIP: 67092P508 Class: NUVEEN ESG MIDVL
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| RMG Wealth Management LLC | 11,818 | $257 |
| VERUS CAPITAL PARTNERS, LLC | 5,275 | $206 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 32,936 | $1,288 |
| FIRST MANHATTAN CO. LLC. | 7,900 | $309 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 123 | $5 |
| Sound Income Strategies, LLC | 50 | $2 |
| Thrivent Financial for Lutherans | 8,268 | $0 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Abacus Wealth Partners, LLC | 942,418 | 988,370 | +45,952 (+4.9%) |
| WCG Wealth Advisors LLC | 11,083 | 56,111 | +45,028 (+406.3%) |
| &PARTNERS | 17,356 | 60,120 | +42,764 (+246.4%) |
| Fingerlakes Wealth Management, Inc. | 18,596 | 18,967 | +371 (+2.0%) |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 263,816 | 271,862 | +8,046 (+3.0%) |
| Rockefeller Capital Management L.P. | 22,736 | 99,946 | +77,210 (+339.6%) |
| Private Wealth Management Group, LLC | 9,719 | 10,496 | +777 (+8.0%) |
| Bank of New York Mellon Corp | 462,327 | 573,559 | +111,232 (+24.1%) |
| Revolve Wealth Partners, LLC | 27,764 | 28,979 | +1,215 (+4.4%) |
| Beacon Pointe Advisors, LLC | 150,570 | 157,154 | +6,584 (+4.4%) |
| ENVESTNET ASSET MANAGEMENT INC | 91,351 | 120,766 | +29,415 (+32.2%) |
| MML INVESTORS SERVICES, LLC | 7,319 | 20,390 | +13,071 (+178.6%) |
| Ipsen Advisor Group LLC | 6,079 | 6,271 | +192 (+3.2%) |
| JONES FINANCIAL COMPANIES LLLP | 114,430 | 135,803 | +21,373 (+18.7%) |
| WELLS FARGO & COMPANY/MN | 138,949 | 160,646 | +21,697 (+15.6%) |
| JPMORGAN CHASE & CO | 14,942 | 38,367 | +23,425 (+156.8%) |
| COMMONWEALTH EQUITY SERVICES, LLC | 146,011 | 165,771 | +19,760 (+13.5%) |
| ROYAL BANK OF CANADA | 520,763 | 537,508 | +16,745 (+3.2%) |
| CENTRAL TRUST Co | 13,833 | 16,903 | +3,070 (+22.2%) |
| Mariner, LLC | 26,120 | 37,939 | +11,819 (+45.2%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Invera Wealth Advisors, LLC | 61,796 | 59,513 | -2,283 (-3.7%) |
| Joel Adams & Associates, Inc. | 9,686 | 7,357 | -2,329 (-24.0%) |
| Dynamic Advisor Solutions LLC | 39,524 | 11,023 | -28,501 (-72.1%) |
| rebel Financial LLC | 29,542 | 28,401 | -1,141 (-3.9%) |
| STAGE HARBOR FINANCIAL, LLC | 6,473 | 5,755 | -718 (-11.1%) |
| REGATTA CAPITAL GROUP, LLC | 34,168 | 31,769 | -2,399 (-7.0%) |
| RTD Financial Advisors, Inc. | 24,115 | 21,889 | -2,226 (-9.2%) |
| ABOUND FINANCIAL, LLC | 7,870 | 7,064 | -806 (-10.2%) |
| VICUS CAPITAL | 20,649 | 17,743 | -2,906 (-14.1%) |
| Evergreen Private Wealth LLC | 8,996 | 8,407 | -589 (-6.5%) |
| TIAA TRUST, NATIONAL ASSOCIATION | 957,861 | 938,467 | -19,394 (-2.0%) |
| RAYMOND JAMES FINANCIAL INC | 569,185 | 538,302 | -30,883 (-5.4%) |
| Cetera Investment Advisers | 54,687 | 40,793 | -13,894 (-25.4%) |
| RVW Wealth, LLC | 17,964 | 17,182 | -782 (-4.4%) |
| OSAIC HOLDINGS, INC. | 24,431 | 20,527 | -3,904 (-16.0%) |
| BANK OF AMERICA CORP /DE/ | 295,519 | 291,578 | -3,941 (-1.3%) |
| COMMERCE BANK | 14,473 | 12,937 | -1,536 (-10.6%) |
| WealthShield Partners, LLC | 21,863 | 21,582 | -281 (-1.3%) |
| NewEdge Advisors, LLC | 20,041 | 19,395 | -646 (-3.2%) |
| AMERIPRISE FINANCIAL INC | 13,240 | 12,592 | -648 (-4.9%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Urban Wealth Management, LLC | 20,245 | $620 |
| SUMMIT WEALTH GROUP LLC / CO | 21,190 | $724 |
| Clarity Asset Management, Inc. | 405 | $16 |
| Equitable Holdings, Inc. | 7,980 | $309 |
| CITADEL ADVISORS LLC | 27,985 | $1,083 |
| EP Wealth Advisors, LLC | 2,980 | $107 |
| PRINCIPAL SECURITIES, INC. | 928 | $36 |
| Geneos Wealth Management Inc. | 147 | $6 |
| Wealthspire Advisors, LLC | 127 | $5 |
| GPS Wealth Strategies Group, LLC | 61 | $2 |
| HM PAYSON & CO | 7 | $0 |