Ticker: NUEM CUSIP: 67092P888 Class: NUVEEN ESG EMRGN
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| LOCKERMAN FINANCIAL GROUP, INC. | 5,729 | $204 |
| NATURAL INVESTMENTS, LLC | 10,684 | $0 |
| Millstone Evans Group, LLC | 963 | $34 |
| EP Wealth Advisors, LLC | 21,458 | $763 |
| HM PAYSON & CO | 6,978 | $248 |
| Vontobel Holding Ltd. | 17,440 | $621 |
| &PARTNERS | 11,610 | $413 |
| Kingdom Financial Group LLC. | 284 | $10 |
| Smartleaf Asset Management LLC | 745 | $27 |
| Abound Wealth Management | 153 | $5 |
| Rockefeller Capital Management L.P. | 315 | $11 |
| Elyxium Wealth, LLC | 91 | $3 |
| Thrivent Financial for Lutherans | 16,038 | $1 |
| HRT FINANCIAL LP | 9,777 | $0 |
| Measured Wealth Private Client Group, LLC | 18 | $1 |
| BESSEMER GROUP INC | 235 | $0 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Abacus Wealth Partners, LLC | 580,374 | 606,609 | +26,235 (+4.5%) |
| Allodium Investment Consultants, LLC | 72,792 | 74,926 | +2,134 (+2.9%) |
| ARGI Investment Services, LLC | 73,783 | 129,649 | +55,866 (+75.7%) |
| Evolution Advisers, Inc. | 60,485 | 63,377 | +2,892 (+4.8%) |
| Westfuller Advisors, LLC | 30,494 | 31,589 | +1,095 (+3.6%) |
| LPL Financial LLC | 96,530 | 202,867 | +106,337 (+110.2%) |
| Wealthfront Advisers LLC | 797,834 | 823,773 | +25,939 (+3.3%) |
| Concurrent Investment Advisors, LLC | 9,427 | 17,628 | +8,201 (+87.0%) |
| MORGAN STANLEY | 379,148 | 406,638 | +27,490 (+7.3%) |
| COMMONWEALTH EQUITY SERVICES, LLC | 24,178 | 45,186 | +21,008 (+86.9%) |
| Cetera Investment Advisers | 90,076 | 102,652 | +12,576 (+14.0%) |
| Orion Capital Management LLC | 248 | 624 | +376 (+151.6%) |
| First Pacific Financial | 12,945 | 13,412 | +467 (+3.6%) |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 137,894 | 140,765 | +2,871 (+2.1%) |
| ASSETMARK, INC | 50,739 | 53,298 | +2,559 (+5.0%) |
| ENVESTNET ASSET MANAGEMENT INC | 159,435 | 161,549 | +2,114 (+1.3%) |
| CGN Advisors LLC | 11,397 | 11,741 | +344 (+3.0%) |
| Equitable Holdings, Inc. | 13,603 | 14,411 | +808 (+5.9%) |
| RAYMOND JAMES FINANCIAL INC | 28,997 | 29,799 | +802 (+2.8%) |
| STIFEL FINANCIAL CORP | 8,093 | 8,751 | +658 (+8.1%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Colorado Capital Management, Inc. | 253,733 | 239,907 | -13,826 (-5.4%) |
| Stewardship Advisors, LLC | 40,523 | 37,507 | -3,016 (-7.4%) |
| GREENUP STREET WEALTH MANAGEMENT LLC | 20,814 | 17,584 | -3,230 (-15.5%) |
| COLDSTREAM CAPITAL MANAGEMENT INC | 238,180 | 224,685 | -13,495 (-5.7%) |
| TIAA TRUST, NATIONAL ASSOCIATION | 1,153,183 | 1,115,032 | -38,151 (-3.3%) |
| Tolleson Wealth Management, Inc. | 61,079 | 60,308 | -771 (-1.3%) |
| Vestmark Advisory Solutions, Inc. | 97,311 | 89,324 | -7,987 (-8.2%) |
| BANK OF AMERICA CORP /DE/ | 414,987 | 235,687 | -179,300 (-43.2%) |
| UBS Group AG | 195,672 | 77,360 | -118,312 (-60.5%) |
| MISSION WEALTH MANAGEMENT, LP | 101,123 | 97,344 | -3,779 (-3.7%) |
| ROYAL BANK OF CANADA | 40,255 | 8,620 | -31,635 (-78.6%) |
| Sepio Capital, LP | 19,979 | 18,209 | -1,770 (-8.9%) |
| Brinker Capital Investments, LLC | 36,873 | 31,268 | -5,605 (-15.2%) |
| Corient Private Wealth LLC | 50,002 | 41,512 | -8,490 (-17.0%) |
| OSAIC HOLDINGS, INC. | 37,508 | 28,987 | -8,521 (-22.7%) |
| McNamara Financial Services, Inc. | 20,462 | 20,122 | -340 (-1.7%) |
| Prime Capital Investment Advisors, LLC | 13,742 | 11,560 | -2,182 (-15.9%) |
| UMB Bank, n.a. | 9,747 | 8,324 | -1,423 (-14.6%) |
| Walkner Condon Financial Advisors LLC | 6,226 | 5,895 | -331 (-5.3%) |
| Bear Mountain Capital, Inc. | 2,166 | 1,968 | -198 (-9.1%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Golden State Equity Partners | 13,695 | $489 |
| Tortoise Investment Management, LLC | 5,206 | $186 |
| OLD MISSION CAPITAL LLC | 13,642 | $487 |
| JANE STREET GROUP, LLC | 50,525 | $1,803 |
| Integrated Wealth Concepts LLC | 5,898 | $211 |
| FLOW TRADERS U.S. LLC | 10,550 | $0 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 8,339 | $298 |
| Advisory Services Network, LLC | 1,953 | $70 |
| WELLS FARGO & COMPANY/MN | 2,053 | $73 |
| Ameritas Advisory Services, LLC | 467 | $17 |
| Wealthspire Advisors, LLC | 109 | $4 |