OXFORD LANE CAP CORP

Ticker: OXLC CUSIP: 691543847 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MORGAN STANLEY1,965,318$28,772
BARCLAYS PLC1,656,611$24,253
North Ground Capital1,032,585$15,117
Eagle Point Credit Management LLC496,704$7,272
Bulldog Investors, LLP485,401$7,106
Border to Coast Pensions Partnership Ltd440,000$6
Thomas J. Herzfeld Advisors, Inc.399,466$5,848
ARES MANAGEMENT LLC247,500$3,623
Coastal Investment Advisors, Inc.242,781$3,554
ENVESTNET ASSET MANAGEMENT INC201,465$2,949
CITADEL ADVISORS LLC185,832$2,721
J.W. COLE ADVISORS, INC.158,935$2,326
BI Asset Management Fondsmaeglerselskab A/S153,382$2
Virtus Investment Advisers, LLC149,891$2,194
Delphi Financial Group, Inc.145,030$2,123
Freestone Capital Holdings, LLC141,379$2,070
WEDBUSH SECURITIES INC131,536$2
RAYMOND JAMES FINANCIAL INC122,793$1,798
LPL Financial LLC98,192$1,438
SUSQUEHANNA INTERNATIONAL GROUP, LLP80,647$1,181
Arlington Capital Management, Inc.70,929$1,038
JANE STREET GROUP, LLC68,216$999
OSAIC HOLDINGS, INC.61,737$904
Snowden Capital Advisors LLC51,301$751
HRT FINANCIAL LP49,040$1
Marex Group plc48,349$708
Private Advisor Group, LLC47,082$689
Kestra Advisory Services, LLC46,518$681
Founders Financial Alliance, LLC46,317$678
Entropy Technologies, LP43,349$635
GatePass Capital, LLC42,600$624
Aptus Capital Advisors, LLC40,135$588
Samalin Investment Counsel, LLC39,567$579
Apollon Wealth Management, LLC37,038$542
COMMONWEALTH EQUITY SERVICES, LLC35,011$513
XTX Topco Ltd33,967$497
Cetera Investment Advisers32,776$480
Jump Financial, LLC32,235$472
M&T Bank Corp30,927$453
WESBANCO BANK INC30,090$441
VARCOV Co.28,902$423
Cambridge Investment Research Advisors, Inc.28,449$0
Alpine Global Management, LLC25,926$380
Rockefeller Capital Management L.P.24,218$355
TWO SIGMA SECURITIES, LLC23,428$343
UBS Group AG22,504$329
Savvy Advisors, Inc.21,858$320
EIGHT 31 FINANCIAL, LLC21,069$308
CFO4Life Group, LLC19,282$282
CURA WEALTH ADVISORS, LLC18,247$267
Mariner, LLC18,055$264
Sanctuary Advisors, LLC17,656$258
Vident Advisory, LLC16,742$245
CHOREO, LLC16,521$253
Ausdal Financial Partners, Inc.16,496$242
Capital CS Group, LLC16,424$240
Prospera Financial Services Inc16,296$239
Sage Capital Advisors,llc15,167$222
Castleview Partners, LLC14,400$211
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC13,956$204
Fermata Advisors, LLC13,089$192
Squarepoint Ops LLC13,064$191
BURNEY CO/12,651$185
HighPoint Advisor Group LLC12,370$181
CARY STREET PARTNERS FINANCIAL LLC11,600$170
Global Retirement Partners, LLC11,025$161
Qube Research & Technologies Ltd10,795$158
Lido Advisors, LLC10,340$175
Allworth Financial LP10,103$148
KESTRA PRIVATE WEALTH SERVICES, LLC10,100$148
Parisi Gray Wealth Management10,000$146
Abel Hall, LLC10,000$146
BNP PARIBAS ARBITRAGE, SA8,193$120
Federation des caisses Desjardins du Quebec7,880$115
McIlrath & Eck, LLC6,167$90
Triumph Capital Management5,397$79
PNC Financial Services Group, Inc.5,292$77
Legacy Wealth Managment, LLC/ID4,970$73
CHESAPEAKE ASSET MANAGEMENT LLC4,730$69
BANK OF AMERICA CORP /DE/4,549$67
WELLS FARGO & COMPANY/MN4,474$65
EverSource Wealth Advisors, LLC4,300$63
Sunbelt Securities, Inc.3,827$56
Pinnacle Wealth Planning Services, Inc.3,778$55
JPMORGAN CHASE & CO3,197$47
Tower Research Capital LLC (TRC)2,832$41
Sound Income Strategies, LLC2,500$37
CoreCap Advisors, LLC2,368$35
AdvisorNet Financial, Inc2,271$33
WPG Advisers, LLC2,179$32
Camelot Portfolios, LLC2,000$29
Osbon Capital Management LLC1,997$29
NewEdge Advisors, LLC1,940$28
SWAN Capital LLC1,232$18
CARY STREET PARTNERS INVESTMENT ADVISORY LLC1,000$15
FLAGSHIP HARBOR ADVISORS, LLC981$14
COMERICA BANK899$13
SRS Capital Advisors, Inc.612$9
HIGHLINE WEALTH PARTNERS LLC600$9
IFP Advisors, Inc400$6
11 other institutions969$8
Total (111 institutions)10,044,899$135,350