OXFORD LANE CAP CORP

Ticker: OXLC CUSIP: 691543847 Class: COM

Note: Option positions (PUT/CALL) are excluded.

New Positions (38)

Increased Positions (33)

North Ground Capital
Value ($000) $15,117 (+123.3%) Shares 1,032,585 (+144.6%)
Thomas J. Herzfeld Advisors, Inc.
Value ($000) $5,848 (+51.6%) Shares 399,466 (+75.3%)
Bulldog Investors, LLP
Value ($000) $7,106 (-6.2%) Shares 485,401 (+8.5%)
Virtus Investment Advisers, LLC
Value ($000) $2,194 (+0.3%) Shares 149,891 (+16.0%)
Capital CS Group, LLC
Value ($000) $240 (-7.2%) Shares 16,424 (+7.4%)
Legacy Wealth Managment, LLC/ID
Value ($000) $73 (+3770.3%) Shares 4,970 (+4377.5%)
Freestone Capital Holdings, LLC
Value ($000) $2,070 (+28.9%) Shares 141,379 (+49.0%)
EIGHT 31 FINANCIAL, LLC
Value ($000) $308 (-6.5%) Shares 21,069 (+8.2%)
CFO4Life Group, LLC
Value ($000) $282 (+13.6%) Shares 19,282 (+31.3%)
MORGAN STANLEY
Value ($000) $28,772 (+22.6%) Shares 1,965,318 (+41.8%)
BI Asset Management Fondsmaeglerselskab A/S
Value ($000) $2 (+939.8%) Shares 153,382 (+1101.8%)
J.W. COLE ADVISORS, INC.
Value ($000) $2,326 (-6.1%) Shares 158,935 (+8.6%)
Fermata Advisors, LLC
Value ($000) $192 (+2.3%) Shares 13,089 (+18.3%)
WPG Advisers, LLC
Value ($000) $32 (+43.8%) Shares 2,179 (+66.3%)
CITADEL ADVISORS LLC
Value ($000) $2,721 (+484.9%) Shares 185,832 (+576.4%)
OSAIC HOLDINGS, INC.
Value ($000) $904 (+1185.5%) Shares 61,737 (+1367.1%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $1,798 (+224.6%) Shares 122,793 (+275.4%)
Apollon Wealth Management, LLC
Value ($000) $542 (+13.5%) Shares 37,038 (+31.3%)
JANE STREET GROUP, LLC
Value ($000) $999 (+135.5%) Shares 68,216 (+172.3%)
Sage Capital Advisors,llc
Value ($000) $222 (-6.0%) Shares 15,167 (+8.7%)

Decreased Positions (26)

Arlington Capital Management, Inc.
Value ($000) $1,038 (-21.4%) Shares 70,929 (-9.2%)
Coastal Investment Advisors, Inc.
Value ($000) $3,554 (-14.5%) Shares 242,781 (-1.1%)
Samalin Investment Counsel, LLC
Value ($000) $579 (-31.3%) Shares 39,567 (-20.5%)
GatePass Capital, LLC
Value ($000) $624 (-22.3%) Shares 42,600 (-10.1%)
Founders Financial Alliance, LLC
Value ($000) $678 (-23.6%) Shares 46,317 (-11.6%)
CARY STREET PARTNERS INVESTMENT ADVISORY LLC
Value ($000) $15 (-82.5%) Shares 1,000 (-79.7%)
Rockefeller Capital Management L.P.
Value ($000) $355 (-92.4%) Shares 24,218 (-91.2%)
CHOREO, LLC
Value ($000) $253 (-67.0%) Shares 16,521 (-63.6%)
WEDBUSH SECURITIES INC
Value ($000) $2 (-31.4%) Shares 131,536 (-20.7%)
CARY STREET PARTNERS FINANCIAL LLC
Value ($000) $170 (-45.1%) Shares 11,600 (-36.5%)
Marex Group plc
Value ($000) $708 (-30.0%) Shares 48,349 (-19.0%)
SUSQUEHANNA INTERNATIONAL GROUP, LLP
Value ($000) $1,181 (-34.1%) Shares 80,647 (-23.8%)
LPL Financial LLC
Value ($000) $1,438 (-24.8%) Shares 98,192 (-13.1%)
Allworth Financial LP
Value ($000) $148 (-54.2%) Shares 10,103 (-47.0%)
ENVESTNET ASSET MANAGEMENT INC
Value ($000) $2,949 (-17.2%) Shares 201,465 (-4.3%)
JPMORGAN CHASE & CO
Value ($000) $47 (-68.0%) Shares 3,197 (-62.9%)
Private Advisor Group, LLC
Value ($000) $689 (-20.2%) Shares 47,082 (-7.8%)
NewEdge Advisors, LLC
Value ($000) $28 (-65.2%) Shares 1,940 (-59.8%)
CoreCap Advisors, LLC
Value ($000) $35 (-37.9%) Shares 2,368 (-28.1%)
Cetera Investment Advisers
Value ($000) $480 (-16.6%) Shares 32,776 (-3.5%)

Exited Positions (22)