PENNYMAC CORP

CUSIP: 70932AAF0 Class: NOTE 5.500% 3/1

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Allianz Asset Management GmbH50,000,000$50,075
Shaolin Capital Management LLC33,240,000$33,259
HBK INVESTMENTS L P21,840,000$21,845
AMERIPRISE FINANCIAL INC21,500,000$21,425
MILLENNIUM MANAGEMENT LLC20,000,000$19,995
Parallax Volatility Advisers, L.P.18,000,000$17,937
CORBYN INVESTMENT MANAGEMENT INC/MD12,189,000$12,146
OAKTREE CAPITAL MANAGEMENT LP10,935,000$10,951
PIPER SANDLER & CO.9,541,000$9,446
Fort Baker Capital Management LP9,377,000$9,529
WOLVERINE ASSET MANAGEMENT LLC9,000,000$9,002
INTREPID CAPITAL MANAGEMENT INC7,110,000$7,121
SSI INVESTMENT MANAGEMENT LLC5,212,000$5,194
Russell Investments Group, Ltd.4,832,000$4,910
JPMORGAN CHASE & CO4,759,000$4,759
Catalyst Capital Advisors LLC4,203,000$4,209
BlackRock, Inc.3,635,000$3,622
ADVENT CAPITAL MANAGEMENT /DE/1,830,000$1,863
SCHRODER INVESTMENT MANAGEMENT GROUP1,650,000$1,644
HB Wealth Management, LLC1,444,000$1,456
ROYAL BANK OF CANADA1,200,000$1,201
EMG Holdings, L.P.1,000,000$1,004
BNP Paribas Investment Partners S.A.1,000,000$1
FINANCIAL CONSULATE, INC932,000$955
WESTWOOD HOLDINGS GROUP INC500,000$500
ZAZOVE ASSOCIATES LLC382,000$382
Huntleigh Advisors, Inc.330,000$329
Left Brain Wealth Management, LLC235,000$241
RAYMOND JAMES FINANCIAL INC146,000$145
BARCLAYS PLC110,000$110
Wealthspire Advisors, LLC66,000$68
STIFEL FINANCIAL CORP51,818$52
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO50,000$50
Acropolis Investment Management, LLC50,000$51
TRUIST FINANCIAL CORP45,000$45
HANCOCK WHITNEY CORP30,000$30
Dakota Wealth Management25,000$25
ANDERSON HOAGLAND & CO23,000$23
180 WEALTH ADVISORS, LLC13,000$13
MORGAN STANLEY11,000$11
INSIGNEO ADVISORY SERVICES, LLC11,000$11
TRED AVON FAMILY WEALTH, LLC10,000$10
WELLS FARGO & COMPANY/MN4,000$4
MONETA GROUP INVESTMENT ADVISORS LLC2,008$25
VICTORY CAPITAL MANAGEMENT INC4$0
Total (45 institutions)256,523,830$255,675