CUSIP: 70932AAF0 Class: NOTE 5.500% 3/1
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| TRED AVON FAMILY WEALTH, LLC | 10,000 | $10 |
| BNP Paribas Investment Partners S.A. | 1,000,000 | $1 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| PIPER SANDLER & CO. | 6,353,000 | 9,541,000 | +3,188,000 (+50.2%) |
| OAKTREE CAPITAL MANAGEMENT LP | 5,411,000 | 10,935,000 | +5,524,000 (+102.1%) |
| Parallax Volatility Advisers, L.P. | 16,778,000 | 18,000,000 | +1,222,000 (+7.3%) |
| Russell Investments Group, Ltd. | 4,237,000 | 4,832,000 | +595,000 (+14.0%) |
| MONETA GROUP INVESTMENT ADVISORS LLC | 249 | 2,008 | +1,759 (+706.4%) |
| BlackRock, Inc. | 3,510,000 | 3,635,000 | +125,000 (+3.6%) |
| Wealthspire Advisors, LLC | 24,000 | 66,000 | +42,000 (+175.0%) |
| RAYMOND JAMES FINANCIAL INC | 100,000 | 146,000 | +46,000 (+46.0%) |
| STIFEL FINANCIAL CORP | 15,888 | 51,818 | +35,930 (+226.1%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Shaolin Capital Management LLC | 44,000,000 | 33,240,000 | -10,760,000 (-24.5%) |
| CORBYN INVESTMENT MANAGEMENT INC/MD | 12,608,000 | 12,189,000 | -419,000 (-3.3%) |
| VICTORY CAPITAL MANAGEMENT INC | 4,895,000 | 4 | -4,894,996 (-100.0%) |
| ADVENT CAPITAL MANAGEMENT /DE/ | 3,048,000 | 1,830,000 | -1,218,000 (-40.0%) |
| ROYAL BANK OF CANADA | 51,050,000 | 1,200,000 | -49,850,000 (-97.6%) |
| BARCLAYS PLC | 2,001,000 | 110,000 | -1,891,000 (-94.5%) |
| FINANCIAL CONSULATE, INC | 961,000 | 932,000 | -29,000 (-3.0%) |
| HB Wealth Management, LLC | 1,488,000 | 1,444,000 | -44,000 (-3.0%) |
| WELLS FARGO & COMPANY/MN | 24,000 | 4,000 | -20,000 (-83.3%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Context Capital Management, LLC | 6,012 | $6,000 |
| SteelPeak Wealth, LLC | 75,000 | $75 |
| JANE STREET GROUP, LLC | 125,000 | $125 |