PIMCO CALIF MUN INCOME FD

CUSIP: 72200N106 Class: CEF

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
RIVERNORTH CAPITAL MANAGEMENT, LLC2,447,062$21,363
Karpus Management, Inc.1,554,343$13,569
GUGGENHEIM CAPITAL LLC1,212,418$10,584
Saba Capital Management, L.P.1,136,571$9,922
Advisors Asset Management, Inc.924,224$8,068
Matisse Capital920,318$8,034
Logan Stone Capital, LLC811,685$7,086
Hennion & Walsh Asset Management, Inc.790,738$6,903
Almitas Capital LLC640,607$5,592
MORGAN STANLEY476,390$4,159
Verition Fund Management LLC460,872$4,023
Williams & Novak, LLC418,355$3,652
SIT INVESTMENT ASSOCIATES INC391,540$3
Robinson Capital Management, LLC383,833$3,351
Fiera Capital Corp337,290$2,945
LPL Financial LLC283,236$2,473
Altium Capital Management LP259,092$2,262
Bank of New York Mellon Corp246,041$2,148
Thomas J. Herzfeld Advisors, Inc.221,201$1,931
FIRST FOUNDATION ADVISORS209,176$1,826
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD201,590$1,760
MELFA WEALTH MANAGEMENT, LLC200,176$1,748
WHITEBOX ADVISORS LLC195,476$1,707
Core Wealth Partners LLC163,709$1,429
RIVERBRIDGE PARTNERS LLC146,117$1,276
WELLS FARGO & COMPANY/MN140,914$1,230
Rockefeller Capital Management L.P.136,497$1,192
BANK OF AMERICA CORP /DE/107,623$940
JANE STREET GROUP, LLC96,764$845
Closed-End Fund Advisors, Inc.96,355$841
WOLVERINE ASSET MANAGEMENT LLC88,740$775
UBS Group AG74,788$653
CAPSTONE INVESTMENT ADVISORS, LLC71,579$625
Baird Financial Group, Inc.67,250$587
WEDBUSH SECURITIES INC61,370$1
Ackerman Capital Advisors, LLC60,251$526
RAYMOND JAMES FINANCIAL INC56,546$494
Rareview Capital LLC55,616$478
EVOKE WEALTH, LLC46,084$404
Cambridge Investment Research Advisors, Inc.45,439$0
ROYAL BANK OF CANADA38,821$339
PFG Investments, LLC38,106$333
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.37,587$328
SUSQUEHANNA INTERNATIONAL GROUP, LLP36,924$322
READYSTATE ASSET MANAGEMENT LP36,457$318
Intellectus Partners, LLC36,072$316
Dakota Wealth Management35,685$312
HUB Investment Partners, LLC35,395$309
Ducere Wealth Management LLC35,288$308
OSAIC HOLDINGS, INC.34,168$298
Cetera Investment Advisers33,268$290
HRT FINANCIAL LP32,913$0
Catalina Capital Group, LLC32,684$285
Summit Financial, LLC31,269$274
Vivaldi Capital Management LP30,866$269
XTX Topco Ltd30,102$263
Financially in Tune, LLC29,980$262
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC29,244$258
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC28,713$251
IEQ CAPITAL, LLC28,578$249
EVOLVE PRIVATE WEALTH, LLC27,148$238
DAVIDSON TRUST CO26,140$228
BANK OF MONTREAL /CAN/25,589$223
COMMONWEALTH EQUITY SERVICES, LLC25,566$223
NORDEN GROUP LLC24,946$218
Sowell Financial Services LLC20,900$182
NOMURA HOLDINGS INC20,623$180
Whipplewood Advisors, LLC20,432$178
MAI Capital Management20,100$175
Noble Wealth Management PBC18,976$166
Choate Investment Advisors18,404$161
Morse Asset Management, Inc17,235$150
JOURNEY STRATEGIC WEALTH LLC17,000$148
D.A. DAVIDSON & CO.14,467$126
STIFEL FINANCIAL CORP13,379$117
J.W. COLE ADVISORS, INC.12,524$109
Pasadena Private Wealth, LLC12,500$109
Pure Financial Advisors, LLC12,379$108
HighTower Advisors, LLC10,557$92
Farther Finance Advisors, LLC6,464$56
Elyxium Wealth, LLC4,947$43
Smartleaf Asset Management LLC3,120$27
Golden State Wealth Management, LLC3,061$27
Spire Wealth Management2,415$21
CWM, LLC2,000$0
HOLLENCREST CAPITAL MANAGEMENT1,630$14
NBT BANK N A /NY722$6
JPMORGAN CHASE & CO701$6
Mascoma Wealth Management LLC252$2
FNY Investment Advisers, LLC200$0
COMERICA BANK62$1
WHITTIER TRUST CO1$0
Total (92 institutions)17,294,436$146,328