CUSIP: 72200N106 Class: CEF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Altium Capital Management LP | 259,092 | $2,262 |
| Robinson Capital Management, LLC | 383,833 | $3,351 |
| READYSTATE ASSET MANAGEMENT LP | 36,457 | $318 |
| Pasadena Private Wealth, LLC | 12,500 | $109 |
| HUB Investment Partners, LLC | 35,395 | $309 |
| Elyxium Wealth, LLC | 4,947 | $43 |
| JOURNEY STRATEGIC WEALTH LLC | 17,000 | $148 |
| JANE STREET GROUP, LLC | 96,764 | $845 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 36,924 | $322 |
| NOMURA HOLDINGS INC | 20,623 | $180 |
| Smartleaf Asset Management LLC | 3,120 | $27 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Logan Stone Capital, LLC | 499,208 | 811,685 | +312,477 (+62.6%) |
| Almitas Capital LLC | 152,998 | 640,607 | +487,609 (+318.7%) |
| MELFA WEALTH MANAGEMENT, LLC | 177,676 | 200,176 | +22,500 (+12.7%) |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,378,296 | 2,447,062 | +68,766 (+2.9%) |
| Karpus Management, Inc. | 1,371,202 | 1,554,343 | +183,141 (+13.4%) |
| FIRST FOUNDATION ADVISORS | 32,796 | 209,176 | +176,380 (+537.8%) |
| Ackerman Capital Advisors, LLC | 44,117 | 60,251 | +16,134 (+36.6%) |
| Saba Capital Management, L.P. | 1,079,027 | 1,136,571 | +57,544 (+5.3%) |
| GUGGENHEIM CAPITAL LLC | 999,269 | 1,212,418 | +213,149 (+21.3%) |
| Thomas J. Herzfeld Advisors, Inc. | 218,743 | 221,201 | +2,458 (+1.1%) |
| Verition Fund Management LLC | 156,194 | 460,872 | +304,678 (+195.1%) |
| Catalina Capital Group, LLC | 29,825 | 32,684 | +2,859 (+9.6%) |
| Morse Asset Management, Inc | 9,600 | 17,235 | +7,635 (+79.5%) |
| RIVERBRIDGE PARTNERS LLC | 100,848 | 146,117 | +45,269 (+44.9%) |
| WHITEBOX ADVISORS LLC | 145,476 | 195,476 | +50,000 (+34.4%) |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 21,804 | 37,587 | +15,783 (+72.4%) |
| WOLVERINE ASSET MANAGEMENT LLC | 41,969 | 88,740 | +46,771 (+111.4%) |
| XTX Topco Ltd | 14,830 | 30,102 | +15,272 (+103.0%) |
| SIT INVESTMENT ASSOCIATES INC | 304,237 | 391,540 | +87,303 (+28.7%) |
| PFG Investments, LLC | 29,740 | 38,106 | +8,366 (+28.1%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Williams & Novak, LLC | 457,118 | 418,355 | -38,763 (-8.5%) |
| Hennion & Walsh Asset Management, Inc. | 1,060,098 | 790,738 | -269,360 (-25.4%) |
| Advisors Asset Management, Inc. | 1,160,051 | 924,224 | -235,827 (-20.3%) |
| UBS Group AG | 183,355 | 74,788 | -108,567 (-59.2%) |
| Fiera Capital Corp | 380,939 | 337,290 | -43,649 (-11.5%) |
| Sowell Financial Services LLC | 29,686 | 20,900 | -8,786 (-29.6%) |
| MORGAN STANLEY | 533,439 | 476,390 | -57,049 (-10.7%) |
| Cetera Investment Advisers | 74,066 | 33,268 | -40,798 (-55.1%) |
| Baird Financial Group, Inc. | 84,321 | 67,250 | -17,071 (-20.2%) |
| Noble Wealth Management PBC | 19,524 | 18,976 | -548 (-2.8%) |
| BANK OF MONTREAL /CAN/ | 32,899 | 25,589 | -7,310 (-22.2%) |
| OSAIC HOLDINGS, INC. | 39,181 | 34,168 | -5,013 (-12.8%) |
| COMMONWEALTH EQUITY SERVICES, LLC | 32,017 | 25,566 | -6,451 (-20.1%) |
| RAYMOND JAMES FINANCIAL INC | 59,349 | 56,546 | -2,803 (-4.7%) |
| WHITTIER TRUST CO | 532 | 1 | -531 (-99.8%) |
| Cambridge Investment Research Advisors, Inc. | 58,385 | 45,439 | -12,946 (-22.2%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Northwest Financial Advisors | 10,787 | $94 |
| ABOUND FINANCIAL, LLC | 13,036 | $114 |
| TORONTO DOMINION BANK | 807,237 | $7,039 |
| Permanent Capital Management, LP | 10,998 | $96 |
| Integrated Wealth Concepts LLC | 100,010 | $872 |
| BALYASNY ASSET MANAGEMENT L.P. | 75,364 | $657 |
| Tortoise Investment Management, LLC | 6,264 | $55 |
| Summit Trail Advisors, LLC | 10,305 | $90 |
| CALDWELL SUTTER CAPITAL, INC. | 777 | $7 |
| ROTHSCHILD INVESTMENT LLC | 1,404 | $12 |
| Advisory Services Network, LLC | 1,623 | $14 |