PORTMAN RIDGE FIN CORP

Ticker: BCIC CUSIP: 73688F201 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Bulldog Investors, LLP378,412$4,477
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.299,195$3,539
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC250,085$2,999
JB CAPITAL PARTNERS LP167,447$1,981
TWO SIGMA INVESTMENTS, LP137,570$1,627
RAYMOND JAMES FINANCIAL INC104,666$1,238
MARSHALL WACE, LLP101,038$1,195
Legal & General Group Plc93,881$1,111
Founders Financial Alliance, LLC84,124$995
MILLENNIUM MANAGEMENT LLC69,975$828
CITADEL ADVISORS LLC49,554$586
GABLES CAPITAL MANAGEMENT INC.47,225$559
GatePass Capital, LLC43,883$519
Curi Capital, LLC37,800$447
SUSQUEHANNA INTERNATIONAL GROUP, LLP35,328$418
Virtus Investment Advisers, LLC33,305$394
BI Asset Management Fondsmaeglerselskab A/S27,714$0
MORGAN STANLEY26,599$315
OXFORD ASSET MANAGEMENT LLP24,257$287
CONFLUENCE INVESTMENT MANAGEMENT LLC24,018$284
Marex Group plc23,403$277
DELTEC ASSET MANAGEMENT LLC22,222$263
BANK OF AMERICA CORP /DE/21,857$259
JANE STREET GROUP, LLC21,292$252
Cruiser Capital Advisors, LLC20,435$242
TWO SIGMA ADVISERS, LP19,300$228
Accordant Advisory Group Inc16,060$190
Jump Financial, LLC13,600$161
Ethos Financial Group, LLC12,320$146
Closed-End Fund Advisors, Inc.11,650$138
XTX Topco Ltd11,183$132
LPL Financial LLC11,092$131
Perigon Wealth Management, LLC10,500$124
Laurel Wealth Advisors LLC7,093$84
Eagle Point Credit Management LLC3,634$43
Arlington Trust Co LLC2,468$29
ROYAL BANK OF CANADA2,465$29
OSAIC HOLDINGS, INC.1,968$23
Daytona Street Capital LLC1,372$16
JPMORGAN CHASE & CO1,245$15
SIGNATUREFD, LLC1,000$12
WELLS FARGO & COMPANY/MN875$10
UBS Group AG830$10
IFP Advisors, Inc457$5
SIMPLEX TRADING, LLC363$4
Golden State Wealth Management, LLC132$2
Larson Financial Group LLC99$1
Newbridge Financial Services Group, Inc.88$1
BlackRock, Inc.9$0
Total (49 institutions)2,275,088$26,627