PORTMAN RIDGE FIN CORP

Institution	Shares	Value ($000)
GatePass Capital, LLC	43,883	$519
OXFORD ASSET MANAGEMENT LLP	24,257	$287
Curi Capital, LLC	37,800	$447
Laurel Wealth Advisors LLC	7,093	$84
XTX Topco Ltd	11,183	$132
MILLENNIUM MANAGEMENT LLC	69,975	$828
Jump Financial, LLC	13,600	$161
SUSQUEHANNA INTERNATIONAL GROUP, LLP	35,328	$418
JANE STREET GROUP, LLC	21,292	$252
SIMPLEX TRADING, LLC	363	$4
Larson Financial Group LLC	99	$1

Increased Positions (8)

JB CAPITAL PARTNERS LP

Value ($000) $1,981 (+40.3%) Shares 167,447 (+36.8%)

TWO SIGMA INVESTMENTS, LP

Value ($000) $1,627 (+227.7%) Shares 137,570 (+219.3%)

Legal & General Group Plc

Value ($000) $1,111 (+71.6%) Shares 93,881 (+67.3%)

CITADEL ADVISORS LLC

Value ($000) $586 (+362.0%) Shares 49,554 (+350.3%)

MARSHALL WACE, LLP

Value ($000) $1,195 (+44.7%) Shares 101,038 (+41.0%)

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Value ($000) $2,999 (+11.7%) Shares 250,085 (+7.6%)

LPL Financial LLC

Value ($000) $131 (+8.4%) Shares 11,092 (+5.7%)

OSAIC HOLDINGS, INC.

Value ($000) $23 (+3.8%) Shares 1,968 (+2.6%)

Institution	Prev Shares	Curr Shares	Change
JB CAPITAL PARTNERS LP	122,447	167,447	+45,000 (+36.8%)
TWO SIGMA INVESTMENTS, LP	43,079	137,570	+94,491 (+219.3%)
Legal & General Group Plc	56,123	93,881	+37,758 (+67.3%)
CITADEL ADVISORS LLC	11,004	49,554	+38,550 (+350.3%)
MARSHALL WACE, LLP	71,662	101,038	+29,376 (+41.0%)
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	232,354	250,085	+17,731 (+7.6%)
LPL Financial LLC	10,498	11,092	+594 (+5.7%)
OSAIC HOLDINGS, INC.	1,918	1,968	+50 (+2.6%)

Decreased Positions (14)

Bulldog Investors, LLP

Value ($000) $4,477 (-15.6%) Shares 378,412 (-17.7%)

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

Value ($000) $3,539 (-15.9%) Shares 299,195 (-18.1%)

Virtus Investment Advisers, LLC

Value ($000) $394 (-25.5%) Shares 33,305 (-27.4%)

Marex Group plc

Value ($000) $277 (-72.1%) Shares 23,403 (-72.8%)

DELTEC ASSET MANAGEMENT LLC

Value ($000) $263 (-15.6%) Shares 22,222 (-17.7%)

MORGAN STANLEY

Value ($000) $315 (-60.8%) Shares 26,599 (-61.8%)

TWO SIGMA ADVISERS, LP

Value ($000) $228 (-49.2%) Shares 19,300 (-50.5%)

CONFLUENCE INVESTMENT MANAGEMENT LLC

Value ($000) $284 (-7.1%) Shares 24,018 (-9.5%)

UBS Group AG

Value ($000) $10 (-75.8%) Shares 830 (-76.4%)

ROYAL BANK OF CANADA

Value ($000) $29 (-34.1%) Shares 2,465 (-34.8%)

Arlington Trust Co LLC

Value ($000) $29 (-15.6%) Shares 2,468 (-17.7%)

Ethos Financial Group, LLC

Value ($000) $146 (-0.9%) Shares 12,320 (-3.4%)

WELLS FARGO & COMPANY/MN

Value ($000) $10 (-31.0%) Shares 875 (-32.7%)

JPMORGAN CHASE & CO

Value ($000) $15 (-15.5%) Shares 1,245 (-17.6%)

Institution	Prev Shares	Curr Shares	Change
Bulldog Investors, LLP	460,007	378,412	-81,595 (-17.7%)
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.	365,149	299,195	-65,954 (-18.1%)
Virtus Investment Advisers, LLC	45,852	33,305	-12,547 (-27.4%)
Marex Group plc	86,151	23,403	-62,748 (-72.8%)
DELTEC ASSET MANAGEMENT LLC	27,014	22,222	-4,792 (-17.7%)
MORGAN STANLEY	69,702	26,599	-43,103 (-61.8%)
TWO SIGMA ADVISERS, LP	38,965	19,300	-19,665 (-50.5%)
CONFLUENCE INVESTMENT MANAGEMENT LLC	26,528	24,018	-2,510 (-9.5%)
UBS Group AG	3,514	830	-2,684 (-76.4%)
ROYAL BANK OF CANADA	3,781	2,465	-1,316 (-34.8%)
Arlington Trust Co LLC	3,000	2,468	-532 (-17.7%)
Ethos Financial Group, LLC	12,750	12,320	-430 (-3.4%)
WELLS FARGO & COMPANY/MN	1,301	875	-426 (-32.7%)
JPMORGAN CHASE & CO	1,511	1,245	-266 (-17.6%)

Exited Positions (3)

Trexquant Investment LP

Value ($000) $205 Shares 17,743

FLAGSHIP WEALTH ADVISORS, LLC

Value ($000) $6 Shares 534

PNC Financial Services Group, Inc.

Value ($000) $0 Shares 20

Institution	Prev Shares	Prev Value ($000)
Trexquant Investment LP	17,743	$205
FLAGSHIP WEALTH ADVISORS, LLC	534	$6
PNC Financial Services Group, Inc.	20	$0