PRINCIPAL FINANCIAL GROUP IN

Ticker: PFG CUSIP: 74251V102 Class: COM

ALETHEA CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001549408)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 4,201 Value ($000) $296 Avg Close $50.32 Range $46.97 - $52.86
Q1 2017
Shares 38,136 Value ($000) $2,407 Avg Close $43.60 Range $40.01 - $46.42