PRINCIPAL EXCHANGE TRADED FD

Ticker: USMC CUSIP: 74255Y870 Class: USMC

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
PRINCIPAL FINANCIAL GROUP INC31,301,844$2,141,905
PRINCIPAL SECURITIES, INC.4,470,607$306,013
ENVESTNET ASSET MANAGEMENT INC4,271,668$292,396
LPL Financial LLC1,404,127$96,113
O'Brien Wealth Partners LLC893,720$61,175
MERCER GLOBAL ADVISORS INC /ADV893,610$61,168
RAYMOND JAMES FINANCIAL INC744,783$50,980
MORGAN STANLEY695,333$47,596
WELLS FARGO & COMPANY/MN640,137$43,817
NewEdge Advisors, LLC313,540$21,462
Brinker Capital Investments, LLC306,368$20,971
Legacy CG, LLC296,195$20,275
Segment Wealth Management, LLC256,306$17,544
Integrated Wealth Concepts LLC241,652$16,541
Symphony Financial Services, Inc.228,694$15,654
Golden State Wealth Management, LLC207,963$14,235
Wealth Advisors of Iowa, LLC205,062$14,037
OSAIC HOLDINGS, INC.143,433$9,821
TWO SIGMA INVESTMENTS, LP141,000$9,651
EP Wealth Advisors, LLC133,476$9,136
COMMONWEALTH EQUITY SERVICES, LLC115,282$7,891
Ethos Financial Group, LLC111,872$7,658
Elevation Capital Advisory, LLC101,514$6,949
ROYAL BANK OF CANADA86,684$5,934
Cetera Investment Advisers86,151$5,897
JPMORGAN CHASE & CO62,695$4,291
MML INVESTORS SERVICES, LLC58,352$3,994
&PARTNERS57,277$3,919
Capital Investment Advisory Services, LLC53,034$3,630
Smartleaf Asset Management LLC52,031$3,584
US BANCORP \DE\46,489$3,182
Jackson Wealth Management, LLC44,418$3,040
Cambridge Investment Research Advisors, Inc.41,538$3
CreativeOne Wealth, LLC39,600$2,711
PMG Wealth Management, Inc.33,438$2,289
Richmond Investment Services, LLC32,147$2,200
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO31,397$2,149
GREENWOOD CAPITAL ASSOCIATES LLC30,658$2,099
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC30,356$2,080
SILVER OAK SECURITIES, INCORPORATED26,687$1,838
STIFEL FINANCIAL CORP23,418$1,603
Virtu Financial LLC22,824$2
UBS Group AG22,153$1,516
CITADEL ADVISORS LLC21,200$1,451
Kestra Advisory Services, LLC20,161$1,380
Janney Montgomery Scott LLC19,204$1
GTS SECURITIES LLC17,523$1,199
Prospera Financial Services Inc16,678$1,142
CITIZENS FINANCIAL GROUP INC/RI15,734$1,077
CARY STREET PARTNERS FINANCIAL LLC12,516$857
Steward Partners Investment Advisory, LLC10,762$737
Cannon Wealth Management Services, LLC9,511$651
Kraft, Davis & Associates, LLC9,241$633
BANK OF AMERICA CORP /DE/8,577$587
Gotham Asset Management, LLC8,093$554
Cornerstone Planning Group LLC8,015$544
U.S. Capital Wealth Advisors, LLC8,002$548
One Capital Management, LLC7,732$529
Stillwater Wealth Management Group7,352$503
Advisory Services Network, LLC7,117$487
Hershey Financial Advisers, LLC6,955$476
BLAIR WILLIAM & CO/IL6,805$466
Cornerstone Wealth Management, LLC6,685$458
MCDONALD PARTNERS LLC6,506$445
HighTower Advisors, LLC5,274$361
Envestnet Portfolio Solutions, Inc.4,920$337
Private Advisor Group, LLC4,890$335
Baird Financial Group, Inc.4,846$332
Simplicity Wealth,LLC4,601$315
Equitable Holdings, Inc.4,476$306
Perennial Investment Advisors, LLC4,249$291
Cape Investment Advisory, Inc.3,705$254
ASSETMARK, INC3,164$217
Sanctuary Advisors, LLC3,018$207
FLAGSHIP HARBOR ADVISORS, LLC2,141$147
COMERICA BANK1,244$85
Versant Capital Management, Inc1,200$82
Russell Investments Group, Ltd.706$48
CoreCap Advisors, LLC500$34
ABOUND FINANCIAL, LLC418$29
HUNTINGTON NATIONAL BANK367$25
Pinnacle Bancorp, Inc.206$14
Rockefeller Capital Management L.P.98$7
SageView Advisory Group, LLC62$4
JONES FINANCIAL COMPANIES LLLP40$3
HARBOUR INVESTMENTS, INC.27$2
MCGUIRE CAPITAL ADVISORS INC18$1
FMR LLC9$0
Total (88 institutions)49,284,081$3,367,109